No, only the transfer application must be submitted in duplicate, as required by the National Firearms Act. Neither the regulations in 27 CFR Parts 478 or 479, nor the instructions for Form 4, Form 5, or Form 5330.20 state that Form 5330.20 must be submitted in duplicate. Accordingly, ATF needs only one copy of Form 5330.20 to be submitted with a Form 4 or Form 5 transfer application. See July 29, 2010, Open Letter posted on the ATF website.
To request an NFRTR listing of your NFA firearms, submit a dated and signed, written request to the Chief, NFA Branch. If you are a sole proprietor, provide the following identifying information when making your request: your name, trade name (if any), premises address, date of birth, Federal firearms license number(s), and Employer Identification number. If you are requesting on behalf of a corporate entity, provide the corporate name, trade name (if any), premises address, Federal firearms license number(s), Employer Identification number, your name, and your title with the corporation. Also include your contact information, such as a telephone number at which you can be contacted, and your email address if you can receive the inventory electronically in a spreadsheet.
The processing time for NFA applications varies depending on the type of application submitted. Certain applications require the processing of making or transfer taxes while others are tax-exempt. Some applications require the prospective transferee to pass Federal background checks based on both name and fingerprints while transferees such as law enforcement agencies or foreign military agencies are exempt from background checks. ATF also must ensure that a proposed transfer would not violate State or local law in the transferee’s place of residence. The time needed to research and verify State and local requirements can vary greatly depending on the legal complexity of laws governing the type of firearm sought or the business structure and status of applicants other than individuals. In addition, the sheer volume of applications submitted for ATF review has dramatically increased in recent years. In fiscal year 2005, for example, ATF processed 41,579 NFA applications of all types. By FY 2013, while that number had increased to 163,691, ATF had limited staff available to process the paperwork. Currently, ATF processes the Application to Make and Register a Firearm (Form 1), and the Application for Tax Paid Transfer and Registration of a Firearm (Form 4), approximately 10 months after receipt of a properly executed application. It is important to keep in mind that incomplete or incorrect applications hamper ATF’s ability to take final action. Questions regarding NFA transfers can be directed to the NFA Branch at 304-616-4500.