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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document type Description Category
Regulatory 2010–13392 - Final Rule - Decision-Making Authority Regarding the Denial, Suspension, or Revocation of a Federal Firearms License, or Imposition of a Civil Fine - June 3, 2010 [PDF - 67.18 KB]

The Department of Justice has adopted as final, without change, an interim rule that amended the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (‘‘ATF’’) to delegate to the Director of ATF the authority to serve as the deciding official regarding the denial, suspension, or revocation of federal firearms licenses, or the imposition of a civil fine.

Published/Revised:

Firearms
Regulatory TD-389: Residency Requirements for Persons Acquiring Firearms; Temporary Rule and Proposed Rule - 97-10242 - April 11, 1997 [PDF - 69.02 KB]

This temporary rule amends the regulations to provide for a firearms purchaser's affirmative statement of his or her State of residence on ATF Form 4473 (Firearms Transaction Record) and ATF Form 5300.35 (Statement of Intent to Obtain a Handgun) in acquiring a firearm from a federal firearms licensee.

Published/Revised:

Firearms
Regulatory TD-391: Definitions for the Categories of Persons Prohibited from Receiving Firearms - 97-16900 - April 21, 1997 [PDF - 98.58 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to provide definitions for the categories of persons prohibited from receiving or possessing firearms. The definitions will facilitate the implementation of the national instant criminal  background check system (NICS) required under the Brady Handgun Violence Prevention Act.

Published/Revised:

Firearms
Regulatory TD-394: Final Rule: Manufacturers Excise Taxes-Firearms and Ammunition - 95R-055P - Jan. 13, 1998 [PDF - 13.62 KB]

This final rule adopts without change temporary regulations published in the Federal Register on July 16, 1996. The temporary rule amended the regulations in 27 CFR part 53 that require exemption certificates or vendee statements in support of certain tax-free sales of firearms and ammunition. As amended by the temporary rule and this final rule, the regulations provide that taxpayers may use a pre-printed document as an exemption certificate or vendee statement, or design their own certificate and statement using specified information. The regulatory amendments are part of the Administration's efforts to reduce regulatory burdens and streamline requirements.

Published/Revised:

Firearms
Regulatory 03–6573 - Interim Final Rule - Implementation of the Safe Explosives Act, Title XI, Subtitle C of Public Law 107–296 - March 20, 2003 [PDF - 199.08 KB]

 The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is amending the regulations to implement the provisions of the Safe Explosives Act, Title XI, Subtitle C of Pub. L. 107–296, the Homeland Security Act of 2002 (enacted Nov. 25, 2002). 

Published/Revised:

Explosives
Regulatory Final Rule - 02–9633 - Elimination of Application To Remove Tobacco Products From Manufacturer’s Premises for Experimental Purposes - April 19, 2002 [PDF - 36.83 KB]

This final rule eliminates the requirements that manufacturers of tobacco products apply to ATF to remove tobacco products from their factories in bond for experimental purposes and that they maintain the approved applications for their records. In place of these requirements, manufacturers of tobacco products will prepare and maintain records of tobacco products removed from their factories in bond for experimental purposes. In addition, this final rule defines ‘‘experimental purposes’’ under section 5704(a) of Title 26 of the United States Code.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-396: Implementation of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994 - 98-6591 - Aug. 11, 1997 [PDF - 61.24 KB]

These final regulations implement the provisions of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994. This Treasury decision adopts the regulations substantially as proposed in Notice No. 807, as amended by Notice No. 833.

Published/Revised:

Workforce and Mission
Regulatory TD-402: Posting of Signs and Written Notification to Purchasers of Handguns - 98-18546 - June 6, 1998 [PDF - 69.95 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the firearms regulations to require that signs be posted on the premises of Federal firearms licensees and that written notification be issued with each handgun sold advising of the provisions of the Youth Handgun Safety Act.

Published/Revised:

Firearms
Regulatory TD 450: Delegation of Authority - 01–12803 - May 29, 2001 [PDF - 77.66 KB]

This final rule places most ATF authorities contained in its Procedure and Administration regulations with the ‘‘appropriate ATF officer’’ and requires that persons file documents required these regulations with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Concurrently with this Treasury Decision, ATF Order 1130.19 is being issued and will be made available as specified in this rule. Through this order, the Director has delegated most of the authorities to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed. In addition, this final rule corrects some typographical errors and updates the disclosure provisions.

Published/Revised:

Firearms
Regulatory TD-404: Firearms and Ammunition Excise Taxes, Parts and Accessories (97R- 1457P) - 98-26133 - Aug. 3, 1998 [PDF - 69.02 KB]

This final rule amends regulations relating to the manufacturers excise tax on firearms and ammunition. Under 26 U.S.C. 4181, a tax is imposed on the sale by the manufacturer, importer or producer of firearms, shells, and cartridges. The tax is 10 percent of the sale price for pistols and revolvers, 11 percent for firearms (other than pistols and revolvers), and 11 percent for shells and cartridges. Current regulations provide that no tax is imposed by section 4181 on the sale of parts or accessories of firearms, pistols, revolvers, shells, and cartridges when sold separately or when sold with a complete firearm. This final rule amends the regulations to clarify which parts and accessories must be included in the sale price when calculating the tax on firearms.

Published/Revised:

Firearms
Regulatory TD 477: Correction - 02–18553 - July 25, 2002 [PDF - 31.67 KB]

The Bureau of Alcohol, Tobacco and Firearms published a final rule in the April 15, 2002, Federal Register concerning the delegation of the Director’s authorities in its exportation of liquors regulations. This document corrects the amendatory instructions in one paragraph of that final rule.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 435: Delegation of Authority for Parts 20, 21 and 22 - 01–1163 - Jan. 19, 2001 [PDF - 61.48 KB]

This final rule places all ATF authorities contained in parts 20, 21 and 22, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by such parts, with the ‘‘appropriate ATF officer’’ or in accordance with the instructions for the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director and the word ‘‘region.’’ Concurrently with this Treasury Decision, ATF Order 1130.9 is being published. Through this order, the Director has delegated all of the authorities in 27 CFR parts 20, 21 and 22 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Regulatory TD-409: Delegation of Authority - 99-6736 - Feb. 9, 1999 [PDF - 75.95 KB]

This final rule places most ATF authorities contained in part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer and requires that persons file documents required by part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. 

Published/Revised:

Workforce and Mission
Regulatory TD-469: Removal of Tobacco Products and Cigarette Papers and Tubes, Without Payment of Tax for Use of the United States; Recodification of Regulations - 01–28257 - Nov. 13, 2001 [PDF - 40.8 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is recodifying the regulations in part 295 - Removal of Tobacco Products and Cigarette Papers and Tubes, Without Payment of Tax for Use of the United States, title 27 of the Code of Federal Regulations (CFR).

Published/Revised:

Alcohol & Tobacco
Regulatory TD-479: Importation of Distilled Spirits, Wines, and Beer; Recodification of Regulations - 02–11257 - May 8, 2002 [PDF - 43.18 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is recodifying the regulations pertaining to the importation of distilled spirits, wines, and beer.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-415: Implementation of Public Law 103-159, Relating to the Permanent Provisions of the Brady Handgun Violence Prevention Act - 98-28986 - Oct. 16, 1998 [PDF - 58.27 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to implement the provisions of Public Law 103-159, relating to the permanent provisions of the Brady Handgun Violence Prevention Act. These regulations implement the law by requiring, with some exceptions, a licensed firearms importer, manufacturer, or dealer to contact the national instant criminal background check system (NICS) before transferring any firearm to an unlicensed individual. NICS will advise the licensee whether the system contains any information that the prospective purchaser is prohibited by law from possessing or receiving a firearm.

Published/Revised:

Firearms
Regulatory TD 436: Delegation of Authority for Parts 17 and 18 - 01–1162 - Jan. 19, 2001 [PDF - 58.2 KB]

Authority delegation. This final rule places most ATF authorities contained in parts 17 and 18, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by parts 17 and 18, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.13 is being published. Through this order, the Director has delegated most of the authorities in 27 CFR parts 17 and 18 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Regulatory TD 437: Delegation of Authority for Part 25 - 01–1164 - Jan. 19, 2001 [PDF - 57.09 KB]

This final rule places ATF authorities contained in part 25, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by part 25, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director and the word ‘‘region.’’ Concurrently with this Treasury Decision, ATF Order 1130.10 is being published. Through this order, the Director has delegated most of the authorities in 27 CFR part 25 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Regulatory TD 437a: Delegation of Authority for Part 25 (Correction) - 01–8261 - April 4, 2001 [PDF - 32.14 KB]

This document makes one correction to a final rule published in the Federal Register of Jan. 19, 2001, regarding delegation of authorities contained in part 25, title 27 Code of Federal Regulations (CFR).

Published/Revised:

Workforce and Mission
Regulatory TD 487: Reorganization of Title 27, Code of Federal Regulations - 03–1657 - Jan. 24, 2003 [PDF - 123.52 KB]

The Homeland Security Act of 2002 divides the Bureau of Alcohol, Tobacco and Firearms, Department of the Treasury, into two separate agencies, the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) in the Department of Justice, and the Alcohol and Tobacco Tax and Trade Bureau (TTB) in the Department of the Treasury. 27 CFR Parts 447, 478 et al. Reorganization of Title 27, Code of Federal Regulations; Final Rule

Published/Revised:

Workforce and Mission
Regulatory TD-476: Distribution and Use of Denatured Alcohol and Rum - 02–8523 - April 12, 2002 [PDF - 42.65 KB]

This final rule amends the regulations in part 20 of title 27 of the Code of Federal Regulations by eliminating the requirement for users and dealers of specially denatured spirits (SDS) to file a bond.  

Published/Revised:

Alcohol & Tobacco
Regulatory TD 439: Delegation of Authority in Part 170 - 03–2252 - Jan. 31, 2003 [PDF - 87.42 KB]

The Homeland Security Act of 2002 transferred certain law enforcement and regulatory functions of the Bureau of Alcohol, Tobacco and Firearms from the Department of the Treasury to the Department of Justice and changed its name to the Bureau of Alcohol, Tobacco, Firearms, and Explosives. This rule delegates specific authorities to that Bureau and incorporates it into the structure of the Department of Justice.

Published/Revised:

Workforce and Mission
Regulatory TD-460: Manufacture of Tobacco Products and Cigarette Papers and Tubes, Recodification of Regulations - 01–18394 - July 27, 2001 [PDF - 50.15 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is recodifying the regulations pertaining to the manufacture of tobacco products and cigarette papers and tubes. The purpose of this recodification is to reissue the regulations in part 270 of title 27 of the Code of Federal Regulations (27 CFR part 270) as 27 CFR part 40. This change improves the organization of title 27.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-461: Correction - Identification Markings Placed on Firearms (98R–341P) - C1–19418 - Aug. 13, 2001 [PDF - 30.58 KB]

In rule document 01–19418, beginning on page 40596, in the issue of Friday, August 3, 2001, make the following correction: On page 40596, in the first column, under the heading SUMMARY:, in the ninth line, ‘‘11⁄16’’ should read ‘‘1⁄16’’.

Published/Revised:

Firearms
Regulatory TD-461: Identification Markings Placed on Firearms - 01–19418 - Aug. 3, 2001 [PDF - 84.27 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to prescribe minimum height and depth requirements for identification markings placed on firearms by licensed importers and licensed manufacturers.

Published/Revised:

Firearms
Last Updated: January 15, 2026

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