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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document type Description Category
Regulatory Prescribed Requisites of Computerized A&D Software [PDF - 19.26 KB]

Before a federal firearms licensee can use a specific computer program for recordkeeping in lieu of the required bound book format, it is necessary to get prior approval from ATF. This document provides information about the required criteria for using Acquisitions & Dispositions (A&D) software. 

Published/Revised:

Firearms
Regulatory TD 422: Implementation of Public Law 105-33, Section 9302, Requiring the Qualification of Tobacco Product Importers and Miscellaneous Technical Amendments - Dec. 22, 1999 [PDF - 394.24 KB]

This temporary rule implements some of the provisions of the Balanced Budget Act of 1997. The new law sets forth the requirement that, beginning Jan. 1, 2000, importers of tobacco products qualify for a permit to conduct that activity. Implementing changes, including a transitional rule, are made to part 275. In addition, clarifying changes are made to part 275. In the Proposed Rules section of this Federal Register, ATF is also issuing a notice of proposed rulemaking inviting comments on this temporary rule for a 60-day period following the publication of this temporary rule.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-409: Delegation of Authority - 99-6736 - Feb. 9, 1999 [PDF - 75.95 KB]

This final rule places most ATF authorities contained in part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer and requires that persons file documents required by part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. 

Published/Revised:

Workforce and Mission
Regulatory TD-411: Technical Amendments to 27 CFR Part 178 - 99-8869 - March 12, 1999 [PDF - 18.49 KB]

This Treasury decision changes the titles "Regional Director (Compliance)" to "Director of Industry Operations" and "Chief, Firearms and Explosives Licensing Center" to "Chief, National Licensing Center." It also replaces the term "region" with "division" and the term "regional counsel" with "Assistant Chief Counsel and Division Counsel." Finally, the decision replaces the words "local ATF office (compliance)" with "local ATF office." The changes are to provide clarity and uniformity throughout Title 27 Code of Federal Regulations (CFR).

Published/Revised:

Workforce and Mission
Regulatory 2014–18842 - Final Rule - Technical Amendments to Regulations - Aug. 11, 2014 [PDF - 216.67 KB]

This final rule makes technical amendments and corrects typographical errors in ATF regulations in the Code of Federal Regulations (CFR). Many of the technical changes are being made to reflect changes in nomenclature resulting from the transfer of ATF to the Department of Justice from the Department of the Treasury pursuant to the Homeland Security Act of 2002. The changes are designed to provide clarity and enhance uniformity throughout these regulations. 

Published/Revised:

Workforce and Mission
Regulatory E9–16453 - Delegation Order—Authority To Facilitate Implementation of the NICS Improvement Amendments Act of 2007 - July 13, 2009 [PDF - 133.61 KB]

This order delegates the authority to exercise the authorities and responsibilities committed to the Director of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) under the NICS Improvement Amendments Act of 2007, Public Law 110–180 (NIAA). This authority is to establish and enforce the criteria that applicable Federal departments and agencies and states use to create qualifying relief from firearms disabilities programs, to make decisions as to whether applicable Federal departments and agencies and states have properly implemented and certified relief from firearms disabilities programs under the NIAA, and to make any related determinations under the NIAA regarding such relief from firearms disabilities programs.

Published/Revised:

Firearms
Regulatory 2014–04621 - Final Rule - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture (2012R–9P) - March 4, 2014 [PDF - 222.87 KB]

The Department of Justice is amending its regulations to extend the trial period during which the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) may exercise, for an additional one-year period following the effective date of this rule, the authority under the United States Code to seize and administratively forfeit property involved in controlled substance offenses. The Attorney General has determined that the trial period that ends on Feb. 25, 2014, should be extended for another year to give ATF more time to refine its processes, fully hire and train all necessary staff, and further demonstrate the effectiveness of the delegation in the investigation of violent crimes involving firearms.

Published/Revised:

Workforce and Mission
Regulatory 2012–20923 - Final Rule - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture (2012R–9P) - Aug. 27, 2012 [PDF - 199.99 KB]

The Department of Justice is amending its regulations to allow the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to exercise, for a one-year period following the effective date of this rule, the authority to seize and administratively forfeit property involved in controlled substance offenses. Many years of experience have demonstrated that forfeiting the assets of criminals is an essential tool in combating criminal activity and provides law enforcement with the capacity to dismantle criminal organizations that would continue to function after the conviction and incarceration of individual offenders. Moreover, administrative forfeiture permits the expedient and effective use of this crucial law enforcement tool.

Published/Revised:

Workforce and Mission
Regulatory TD 424: Implementation of Public Law 105-33, Section 9302, Relating to the Imposition of Permit Requirements on the Manufacture of Roll-your-own Tobacco - Dec. 22, 1999 [PDF - 309.09 KB]

This temporary rule implements the provision of the Balanced Budget Act of 1997 relating to the new permit requirements on the manufacture of roll-your-own tobacco. This temporary rule also removes references to forms which have previously been made obsolete, and renumbers certain forms to reflect the current ATF numbering system.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 425: Delegation of Authority - 00-5360 - Jan. 3, 2000 [PDF - 19.24 KB]

Authority delegation. This final rule places most ATF authorities contained in parts 4, 5, and 7, title 27 Code of Federal Regulations (CFR), with the “appropriate ATF officer” and requires that persons file documents required by parts 4, 5, and 7, title 27 CFR, with the “appropriate ATF officer” or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.2A is being published. Through this order, the Director has delegated most of the authorities in 27 CFR parts 4, 5 and 7 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports that are not ATF forms are filed. Finally, this final rule removes the definition of, and a reference to, the Director in part 16, title 27 CFR.

Published/Revised:

Workforce and Mission
Regulatory TD 434: Applegate Valley Viticultural Area [99R–112P] - 00–31595 - Dec. 14, 2000 [PDF - 128.74 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is establishing a viticultural area located within the State of Oregon, to be known as ‘‘Applegate Valley.’’ The petition for this viticultural area was filed by Mr. Barnard E. Smith, President, The Academy of Wine of Oregon Inc. ATF believes that the establishment of viticultural areas and the subsequent use of viticultural area names as appellations of origin in wine labeling and advertising allows wineries to designate the specific areas where the grapes used to make the wine were grown and enables consumers to better identify the wines they purchase.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 432: Technical Amendments to 27 CFR Parts 4, 9, 24, 70 and 275 - 00–29409 - Nov. 16, 2000 [PDF - 124.96 KB]

This Treasury decision makes technical amendments and corrects typographical errors in various regulations of the ATF. All changes are to provide clarity and uniformity throughout the regulations.

Published/Revised:

Workforce and Mission
Regulatory TD 429: Implementation of Public Law 105-33, Section 9302, Relating to the Imposition of Permit Requirements on the Manufacturer of Roll-Your-Own Tobacco - 00–24121 - Sept. 25, 2000 [PDF - 132.29 KB]

This final rule implements the provision of the Balanced Budget Act of 1997 requiring that manufacturers of roll-your-own tobacco obtain a permit.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 428: Delegation of Authority in Parts 6, 8, 10 and 11 - 00–21901 - Aug. 28, 2000 [PDF - 130.19 KB]

This final rule places most ATF authorities contained in certain ATF regulations with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by those regulations with the ‘‘appropriate ATF officer’’. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.7 is being published elsewhere in this issue of the Federal Register. Through this order, the Director has delegated most of the authorities in the affected regulations to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Regulatory TD 426: Implementation of the Model Regulations for the Control of the International Movement of Firearms, Their Parts and Components, and Ammunition - 00–15485 - June 20, 2000 [PDF - 144 KB]

On Sept. 10, 1998, HUD published its final rule for the Section 8 Management Assessment Program (SEMAP).

Published/Revised:

Firearms
Regulatory Procedures for Requesting Computerized Bookkeeping Variance [PDF - 40.68 KB]

This document provides information regarding the procedure for requesting a computerized bookkeeping variance.

Published/Revised:

Firearms
Regulatory Demand 2 Program: Report of Firearms Transactions - ATF Form 5300.5 [PDF - 901.26 KB]

When a Type 01, Type 02, Type 07, or Type 08 Federal firearms licensee meets the criteria of the ATF Demand 2 Program and is notified in writing by an ATF official, the licensee must complete ATF Form 5300.5, Demand 2 Program: Report of Firearms Transactions.

Published/Revised:

Firearms
Regulatory Application to Register as an Importer of U.S. Munitions Import List Articles - ATF F 4587/(5330.4) [PDF - 2.3 MB]

This form is used to register and pay to permanently import defense articles on the United States Munitions Import List.

Published/Revised:

Workforce and Mission
Regulatory Report of Multiple Sale or Other Disposition of Certain Rifles - ATF Form 3310.12 [PDF - 275.34 KB]

This form documents certain sales or other dispositions of rifles for law enforcement purposes. The information is used to determine if the buyer (transferee) is involved in a unlawful activity, or is a person prohibited by law from obtaining firearms.

Published/Revised:

Firearms
Regulatory Engaging as a Business - Texas et al. v. Bureau of Alcohol, Tobacco, Firearms and Explosives et al., 2:24-cv-00089-Z (N.D. Tex.) [PDF - 275.18 KB]

Before the Court is Plaintiffs’ Motion for a Preliminary Injunction (“Motion”) (ECF No. 16), filed May 9, 2024. Defendants filed their response (“Response”) (ECF No. 31) on May 14, 2024. Having reviewed the briefing and relevant law, the Court GRANTS the Motion. Defendants are hereby ENJOINED from enforcing the regulations — “Definition of ‘Engaged in the Business’ as a Dealer in Firearms” (hereinafter “Final Rule”) — published at 89 Fed. Reg. 28968 (April 19, 2024) (to be codified at 27 C.F.R. pt. 478) against Plaintiffs Texas, Louisiana, Mississippi, Utah, Jeffrey Tormey (“Tormey”), the Gun Owners of America, Inc. (“GOA”), the Gun Owners Foundation (“GOF”), the Tennessee Firearms Association (“TFA”), and the Virginia Citizens Defense League (“VCDL”) pending the resolution of this lawsuit.

Published/Revised:

Firearms
Regulatory Application for Explosives License or Permit - ATF Form 5400.13/5400.16 [PDF - 419.16 KB]

This form is used to determine the eligibility of the applicant to engage in certain operations, to determine the location and extent of operations, and to determine whether the operations will be in conformity with federal laws and regulations when working with explosives.

Published/Revised:

Explosives
Regulatory Environmental Information - ATF Form 5000.29 [PDF - 216.04 KB]

This form is used by ATF to determine if any environmental impact statement or environmental permit is necessary for the proposed operation.

Published/Revised:

Workforce and Mission
Regulatory Application for Restoration of Explosives Privileges - ATF Form 5400.29 [PDF - 538.26 KB]

This form is used to conduct an investigation to establish if it is likely that the applicant will act in a manner dangerous to public safety or contrary to public interest.

Published/Revised:

Explosives
Regulatory Special Tax Registration and Return - National Firearms Act - ATF Form 5630.7 [PDF - 392.55 KB]

Federal firearms licensees (FFLs) who engage in importing, manufacturing or dealing in National Firearms Act (NFA) firearms are required to file this form and pay the special occupational tax (SOT), an annual tax that begins on July 1 and ends June 30.

Published/Revised:

Firearms
Regulatory Application for Registration of Firearms Acquired by Certain Governmental Entities - ATF Form 5320.10 (Form 10) [PDF - 277.16 KB]

This form is used to properly identify the registrant and the firearms to be registered. The form when approved, registers the firearm to the law enforcement agency. The furnishing of this information is mandatory (26 U.S.C. 5853a).

Published/Revised:

Firearms
Last Updated: January 15, 2026

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