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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document type Description Category
Regulatory Application to Register as an Importer of U.S. Munitions Import List Articles - ATF F 4587/(5330.4) [PDF - 2.3 MB]

This form is used to register and pay to permanently import defense articles on the United States Munitions Import List.

Published/Revised:

Workforce and Mission
Regulatory 2018R–22F - Bump-Stock-Type-Devices - Dec. 26, 2018 [PDF - 425.03 KB]

The Department of Justice is amending the Bureau of Alcohol, Tobacco, Firearms, and Explosives regulations to clarify that “bump fire” stocks, slide-fire devices, and devices with certain similar characteristics (“bump-stock-type devices”) are “machineguns” as defined by the National Firearms Act of 1934 (NFA) and Gun Control Act of 1968 (GCA), because such devices allow a shooter of a semiautomatic firearm to initiate a continuous firing cycle with a single pull of the trigger.

Published/Revised:

Firearms
Regulatory TD 425: Delegation of Authority - 00-5360 - Jan. 3, 2000 [PDF - 19.24 KB]

Authority delegation. This final rule places most ATF authorities contained in parts 4, 5, and 7, title 27 Code of Federal Regulations (CFR), with the “appropriate ATF officer” and requires that persons file documents required by parts 4, 5, and 7, title 27 CFR, with the “appropriate ATF officer” or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.2A is being published. Through this order, the Director has delegated most of the authorities in 27 CFR parts 4, 5 and 7 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports that are not ATF forms are filed. Finally, this final rule removes the definition of, and a reference to, the Director in part 16, title 27 CFR.

Published/Revised:

Workforce and Mission
Regulatory Report of Firearms Transactions - ATF F 5300.5 [PDF - 617.59 KB]

Report of Firearms Transactions - ATF Form 5300.5

Published/Revised:

Firearms
Regulatory TD 434: Applegate Valley Viticultural Area [99R–112P] - 00–31595 - Dec. 14, 2000 [PDF - 128.74 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is establishing a viticultural area located within the State of Oregon, to be known as ‘‘Applegate Valley.’’ The petition for this viticultural area was filed by Mr. Barnard E. Smith, President, The Academy of Wine of Oregon Inc. ATF believes that the establishment of viticultural areas and the subsequent use of viticultural area names as appellations of origin in wine labeling and advertising allows wineries to designate the specific areas where the grapes used to make the wine were grown and enables consumers to better identify the wines they purchase.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 432: Technical Amendments to 27 CFR Parts 4, 9, 24, 70 and 275 - 00–29409 - Nov. 16, 2000 [PDF - 124.96 KB]

This Treasury decision makes technical amendments and corrects typographical errors in various regulations of the ATF. All changes are to provide clarity and uniformity throughout the regulations.

Published/Revised:

Workforce and Mission
Regulatory TD 429: Implementation of Public Law 105-33, Section 9302, Relating to the Imposition of Permit Requirements on the Manufacturer of Roll-Your-Own Tobacco - 00–24121 - Sept. 25, 2000 [PDF - 132.29 KB]

This final rule implements the provision of the Balanced Budget Act of 1997 requiring that manufacturers of roll-your-own tobacco obtain a permit.

Published/Revised:

Alcohol & Tobacco
Regulatory 2013 - January - All FFLs - Private Firearm Transfers [PDF - 237.83 KB]

The purpose of this open letter is to remind all federal firearms licensees (FFL) of their ready ability to enhance public safety and assist law enforcement by encouraging and facilitating transfers of firearms between private individuals through their businesses.

Published/Revised:

Firearms
Regulatory TD 428: Delegation of Authority in Parts 6, 8, 10 and 11 - 00–21901 - Aug. 28, 2000 [PDF - 130.19 KB]

This final rule places most ATF authorities contained in certain ATF regulations with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by those regulations with the ‘‘appropriate ATF officer’’. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.7 is being published elsewhere in this issue of the Federal Register. Through this order, the Director has delegated most of the authorities in the affected regulations to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Regulatory TD 427: Extension of Package Use-Up Rule for Roll-Your-Own Tobacco Manufacturers and Importers - 00–16203 - June 29, 2000 [PDF - 120.31 KB]

In Treasury Decision ATF-424, ATF issued temporary regulations requiring manufacturers and importers to mark packages of roll-your-own tobacco as either ‘‘roll-your-own tobacco’’ or ‘‘Tax Class J.’’ The temporary regulations provided a use-up period until April 1, 2000, for manufacturers who used packages that did not meet the marking requirements, provided they used the packages before Jan. 1, 2000. In this temporary rule, ATF is extending the date by which manufacturers of roll-your-own tobacco must comply with the package marking requirements. ATF is also adding regulations to provide the same compliance date for importers of roll-your-own tobacco.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 426: Implementation of the Model Regulations for the Control of the International Movement of Firearms, Their Parts and Components, and Ammunition - 00–15485 - June 20, 2000 [PDF - 144 KB]

On Sept. 10, 1998, HUD published its final rule for the Section 8 Management Assessment Program (SEMAP).

Published/Revised:

Firearms
Regulatory TD 422b: Implementation of Public Law 105-33, Section 9302, Requiring the Qualification of Tobacco Product Importers and Miscellaneous Technical Amendments: Correction - 00–18057 - July 24, 2000 [PDF - 119.84 KB]

This document contains a correcting amendment to the temporary regulations, which were published in the Federal Register on Dec. 22, 1999 (64 FR 71947) and on March 21, 2000 (65 FR 15058). The temporary regulations relate to implementing certain provisions of the Balanced Budget Act of 1997 that set forth requirements that, beginning Jan. 1, 2000, importers of tobacco products must qualify for a permit to conduct that activity.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 443: Distribution and Use of Tax-Free Alcohol - 01–5130 - March 2, 2001 [PDF - 38.22 KB]

This final rule amends the regulations in 27 CFR part 22 by eliminating the requirement for users of tax-free alcohol to file a bond. It also liberalizes certain qualification requirements relating to tax-free alcohol user permits.

Published/Revised:

Alcohol & Tobacco
Regulatory TD 424: Implementation of Public Law 105-33, Section 9302, Relating to the Imposition of Permit Requirements on the Manufacture of Roll-your-own Tobacco - Dec. 22, 1999 [PDF - 309.09 KB]

This temporary rule implements the provision of the Balanced Budget Act of 1997 relating to the new permit requirements on the manufacture of roll-your-own tobacco. This temporary rule also removes references to forms which have previously been made obsolete, and renumbers certain forms to reflect the current ATF numbering system.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-419: Implementation of Public Law 104-132, the Antiterrorism and Effective Death Penalty Act of 1996, Relating to the Marking of Plastic Explosives for the Purpose of Detection - 99-26771 - March 10, 1999 [PDF - 26.17 KB]

This final rule implements certain provisions of the Antiterrorism and Effective Death Penalty Act of 1996 (Pub. L. 104-132). These regulations implement the law by requiring detection agents for plastic explosives. The final rule also authorizes the use of four specific detection agents to mark plastic explosives and provides for the designation of other detection agents.

Published/Revised:

Explosives
Regulatory Notice 2014R-15N - ATF Framework for Determining Whether Certain Projectiles are Primarily Intended for Sporting Purposes [PDF - 443.53 KB]

ATF Framework for Determining Whether Certain Projectiles are "Primarily Intended for Sporting Purposes" Within the Meaning of 18 U.S.C. 921(a)(17)(C). Comments are due on or before March 16, 2015.

Published/Revised:

Firearms
Regulatory 1999- Memo - Transfers of National Firearms Act Firearms in Decedents Estates [PDF - 197.6 KB]

The National Firearms Act (NFA) Branch continually responds to questions regarding NFA firearms in decedent’s estates. We often find that Federal firearms licensees are involved in assisting the executors in disposing of these firearms. We believe some general information and discussion of procedures will help licensees in these situations.

Published/Revised:

Firearms
Regulatory Regulation of Explosives in Transit [PDF - 306.92 KB]

The Pipeline and Hazardous Materials Safety Administration (PHMSA), within the U.S. Department of Transportation (DOT), has regulatory and civil enforcement authority over the transportation of explosive materials in commerce.

Published/Revised:

Explosives
Regulatory Procedures for Requesting Computerized Bookkeeping Variance [PDF - 40.68 KB]

This document provides information regarding the procedure for requesting a computerized bookkeeping variance.

Published/Revised:

Firearms
Regulatory Prescribed Requisites of Computerized A&D Software [PDF - 19.26 KB]

Before a federal firearms licensee can use a specific computer program for recordkeeping in lieu of the required bound book format, it is necessary to get prior approval from ATF. This document provides information about the required criteria for using Acquisitions & Dispositions (A&D) software. 

Published/Revised:

Firearms
Regulatory Youth Handgun Safety Act Notice - ATF I 5300.2 [PDF - 96.77 KB]

Federal law prohibits, except in certain limited circumstances, anyone under 18 years of age from knowingly possessing a handgun, or any person from selling, delivering, or otherwise transferring a handgun to a person under 18. A knowing violation of the prohibition against selling, delivering, or otherwise transferring a handgun to a person under the age of 18 is, under certain circumstances, punishable by up to 10 years in prison.

Published/Revised:

Firearms
Regulatory ATF Procedure 2013-2 - Recordkeeping Procedure for Non-over-the-counter Firearm Sales by Licensees to Unlicensed In-state Residents That are NICS Exempt - Aug. 15, 2013 [PDF - 54.24 KB]

This ATF procedure gives guidance to licensed importers, manufacturers, and dealers (licensees) on how to record the sale of a firearm to an unlicensed person who:

  • Has a valid alternate permit or otherwise is exempt from National Instant Criminal Background Check System (NICS) requirements;
  • Resides in the same State as the licensee; and
  • Does not appear in person at the licensee's business premises
 

Published/Revised:

Firearms
Regulatory Asset Forfeiture/Unclaimed Property Seized Asset Claim Form [PDF - 144.55 KB]

Use this form to submit a claim for a seized asset. All claim forms should be mailed to the Asset Forfeiture and Seized Property Division.

Published/Revised:

Firearms
Regulatory Department of Justice, Office of Tribal Justice Patriot Act Consultation Letter [PDF - 233.2 KB]

The Department of Justice, Office of Tribal Justice, invited Federally recognized tribes to consult with the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) on the implications of ATF's pending final rule, implementation of the USA PATRIOT Improvement and Reauthorization Act of 2005 Regarding Trafficking in Contraband Cigarettes or Smokeless Tobacco. 

Published/Revised:

Alcohol & Tobacco
Regulatory Response to Tribal Consultations on the Implementation of Certain Provisions of the USA PATRIOT Act Relating to Trafficking in Contraband Cigarettes or Smokeless Tobacco [PDF - 39.82 KB]

The Department of Justice's response to comments received from the federally recognized tribes after consultation with the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) on the implications of ATF's pending final rule, implementation of the USA PATRIOT Improvement and Reauthorization Act of 2005 Regarding Trafficking in Contraband Cigarettes or Smokeless Tobacco.

Published/Revised:

Alcohol & Tobacco
Last Updated: January 15, 2026

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