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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document type Description Category
Regulatory 2000 - December - Oregon - All FFLs - Notice of Amendment for All Oregon Firearms Background Checks [PDF - 100.58 KB]

This letter has been rescinded. The provision of Oregon State law regarding all firearms background checks was recently amended. Effective Dec. 8, 2000, the Oregon State Police will act as the point of contact for all firearms background checks (handguns and long guns).

Published/Revised:

Firearms
Regulatory 2015 - May - California - All FFLs - Guidance for Completing ATF Forms 4473 While Complying With California Transaction Procedures [PDF - 174.88 KB]

The ATF has received inquiries from California Federal firearms licensees (FFLs) concerning the correct procedure for completing Firearms Transaction Records, ATF Forms 4473, while complying with the California Department of Justice (CA DOJ) Dealer Record of Sale (DROS) Entry System (DES) transaction procedures. 

Published/Revised:

Firearms
Regulatory 2015 - May - Kentucky - Guidance on Alternative Permit Procedures That Comply With Brady Handgun Violence Protection Act [PDF - 62.49 KB]

The purpose of this letter is to provide clarification and guidance on alternative permit procedures that comply with the Brady Handgun Violence Protection Act (Brady law) for firearms transfers to unlicensed persons in the Commonwealth of Kentucky. This open letter supersedes the 2006 Open Letter to All Kentucky Federal Firearms Licensees with respect to alternatives to the National Instant Criminal Background Check System (NICS) background check.

Published/Revised:

Firearms
Regulatory 2010 - May - Wyoming - All FFLs - Guidance Regarding Wyoming Firearms Freedom Act [PDF - 89.39 KB]

The purpose of this letter is to provide guidance on your obligations as a Federal Firearms Licensee. The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is providing you with the following information, intended to assist you in complying with Title 18 United States Code, Chapter 44.

Published/Revised:

Firearms
Regulatory 2011 - May - Kansas - All FFLs - National Instant Criminal Background Check System (NICS) Requirement Exception [PDF - 109.55 KB]

The purpose of this open letter is to advise you of an important change to the procedure you may follow to comply with the Brady Handgun Violence Prevention Act when transferring a firearm to an unlicensed person. This open letter supersedes the document by the same title, posted on April 8, 2010.

Published/Revised:

Firearms
Regulatory 2001 - January - All FFLs -Do's and Don'ts for Curio or Relic Firearms Collectors [PDF - 113.71 KB]

The purpose of this letter is to apprise Federally licensed collectors of pertinent regulations of the Gun Control Act of 1968 (GCA).  In this letter are some major "do's and don'ts" for collectors that are based on these provisions.

Published/Revised:

Firearms
Regulatory 2010 - October - National - Prevent All Cigarette Trafficking Act (PACT Act) [PDF - 216.31 KB]

The purpose of this open letter is to provide all State Attorneys General and State Tobacco Tax Administrators with information on amendments to the Jenkins Act. 

Published/Revised:

Alcohol & Tobacco
Regulatory 2010 - October - National - PACT Act and Tobacco in Interstate Commerce [PDF - 256.57 KB]

The purpose of this letter is to provide guidance to persons who sell, transfer, or ship for profit cigarettes or smokeless tobacco in interstate commerce or who advertise cigarettes or smokeless tobacco for such sale, transfer, or shipment on amendments to the Jenkins Act. 

Published/Revised:

Alcohol & Tobacco
Regulatory 2001 - November - All FFLs - Supporting Documentation for Importation of Surplus Military Curio or Relic Firearms [PDF - 89.89 KB]

In response to the recent number of inquiries from licensed importers concerning the importation of surplus military curio or relic firearms and the submission of supporting documentation, ATF has published ATF Ruling 2001-3.

Published/Revised:

Firearms
Regulatory 2001 - April - All FFLs - End of Registration Period for Streetsweeper, Striker-12, and USAS-12 Shotguns [PDF - 87.53 KB]

On Feb. 9, 2001, ATF published a ruling that establishes a final deadline and ends the registration period for individuals who are currently in possession of the Streetsweeper, Striker-12, and the USAS-12 shotguns. The registration period for these shotguns will expire on May 1, 2001.

Published/Revised:

Firearms
Regulatory 2009 - July - Montana - Guidance Regarding Montana Firearms Freedom Act [PDF - 72.71 KB]

The purpose of this letter is to provide guidance on your obligations as a federal firearms licensee (FFL) and the passage of the Montana Firearms Freedom Act.

Published/Revised:

Firearms
Regulatory 2008R-15P - Federal Firearms License Proceedings - Hearings - Final Rule [PDF - 216.41 KB]

The Department of Justice is amending the regulations of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) regarding administrative hearings held as part of firearms license proceedings. This rule clarifies that persons requesting a hearing will be afforded the opportunity to submit facts and arguments for review and consideration during the hearing, and may make offers of settlement before and after the hearing. 

Published/Revised:

Firearms
Regulatory Commerce in Explosives - 2000R-9P [PDF - 106.75 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is issuing this notice of proposed rulemaking, in part, pursuant to the Regulatory Flexibility Act (RFA) which requires an agency to review within ten years of publication, rules for which an agency prepared a final regulatory flexibility analysis addressing the impact of the rule on small businesses or other small entities. Based on comments we have received in response to the RFA analysis, this document proposes amendments to the explosives regulations relating to fireworks.

Published/Revised:

Explosives
Regulatory ATF Procedure 2017-1 - Facilitating Non-FFL Transfers of Firearms [PDF - 73.22 KB]

The purpose of this Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) procedure is to set forth the recordkeeping and National Instant Criminal Background Check System (NICS) procedures for a Federal firearms licensee (FFL) who facilitates the transfer of firearms between private unlicensed individuals. This procedure does not apply to pawn transactions, consignment sales, or repairs. Supersedes 2013-1 Procedure.

Published/Revised:

Firearms
Regulatory 1995-3 - 37/38mm Gas/Flare Guns with Anti-Personnel Ammunition are Defined as NFA Weapons [PDF - 30.4 KB]

37/38 mm gas/flare guns possessed with cartridges containing wood pellets, rubber pellets or balls, or bean bags are classified as destructive devices for purposes of the Gun Control Act, 18 U.S.C. Chapter 44, and the National Firearms Act, 26 U.S.C. Chapter 53. 

Published/Revised:

Firearms
Regulatory 1976-15 - Acquisition and Disposition of Pawned Firearms [PDF - 51.13 KB]

Certain reporting and recordkeeping requirements of pawnbrokers are explained.

Published/Revised:

Firearms
Regulatory 1976-18 - Alternate Bullet-Resistant Construction Standards for Explosives Magazines [PDF - 20.54 KB]

ATF prescribes alternate bullet resistance construction standards for explosives storage facilities.

Published/Revised:

Explosives
Regulatory 1976-22 - Qualifying Tax Free Transfers [PDF - 84.68 KB]

Mere possession of a license and a special tax stamp as a dealer in firearms does not qualify a person to receive firearms transfer-tax-free. Rev. Rul. 58-432 superseded.

Published/Revised:

Firearms
Regulatory 1982-2 - KG-9 Pistol as NFA Weapon [PDF - 25.1 KB]

The KG-9 pistol is a machinegun as defined in the National Firearms Act.

Published/Revised:

Firearms
Regulatory 1982-8 - SM10, SM11A Pistols and SAC Carbines as NFA Weapons [PDF - 27.17 KB]

The SM10 and SM11A1 pistols and SAC carbines are machineguns as defined in the National Firearms Act.

Published/Revised:

Firearms
Regulatory 1983-5 - STEN MK II as NFA Weapon [PDF - 23.56 KB]

The YAC STEN MK II carbine is a machinegun as defined in the National Firearms Act.

Published/Revised:

Firearms
Regulatory 1985-10 - Surplus Military Frames or Receivers, Alone, Denied Importation [PDF - 31.73 KB]

Surplus military firearms frames or receivers alone not specifically classified as curios or relics by ATF will be denied importation.

Published/Revised:

Firearms
Regulatory 1994-2 - Striker 12 Shotgun Defined as NFA Weapon [PDF - 34.83 KB]

The Striker-12/Streetsweeper shotgun has a bore of more than one-half inch in diameter and is not generally recognized as particularly suitable for sporting purposes. Therefore, it is classified as a destructive device for purposes of the National Firearms Act, 26 U.S.C. Chapter 53.

Published/Revised:

Firearms
Regulatory 1996-2 - Estate Sale Auctioneers and FFL Requirements [PDF - 31.65 KB]

Auctioneers who regularly conduct consignment-type auctions of firearms, e.g., held every 1-2 months, on behalf of firearms owners where the auctioneer takes possession pursuant to a consignment contract with the owner of the firearms, giving the auctioneer authority to sell the firearms and providing for a commission to be paid upon such sale, are required to obtain a license as a dealer in firearms.

Published/Revised:

Firearms
Regulatory 1976-25 - Recordkeeping Requirements Salvaged Firearms [PDF - 68.88 KB]

Recordkeeping requirements for Title I firearms from which parts are salvaged for use in repairing firearms are clarified.

Published/Revised:

Firearms
Last Updated: January 15, 2026

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