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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document Type Description Category
Regulatory TD-472a: Delegation of Authority; Correction - 02–25999 - Oct. 15, 2002 [PDF - 37.48 KB]

This document contains a correction to a final rule published by the Bureau of Alcohol, Tobacco and Firearms in the February 7, 2002.

Published/Revised: October 15, 2002

Alcohol & Tobacco
Regulatory ATF Adjunct Instructor Data Form - ATF F 6140.3 [PDF - 507.01 KB]

ATF Adjunct Instructor Data Form - ATF Form 6140.3

Published/Revised: October 7, 2020

Workforce and Mission
Regulatory TD 422: Implementation of Public Law 105-33, Section 9302, Requiring the Qualification of Tobacco Product Importers and Miscellaneous Technical Amendments - Dec. 22, 1999 [PDF - 394.24 KB]

This temporary rule implements some of the provisions of the Balanced Budget Act of 1997. The new law sets forth the requirement that, beginning Jan. 1, 2000, importers of tobacco products qualify for a permit to conduct that activity. Implementing changes, including a transitional rule, are made to part 275. In addition, clarifying changes are made to part 275. In the Proposed Rules section of this Federal Register, ATF is also issuing a notice of proposed rulemaking inviting comments on this temporary rule for a 60-day period following the publication of this temporary rule.

Published/Revised: December 22, 1999

Alcohol & Tobacco
Regulatory TD-476: Correction; 2000R-291P - Distribution and Use of Denatured Alcohol and Rum [PDF - 5.52 KB]

The Bureau of Alcohol, Tobacco and Firearms published a final rule in the April 15, 2002, Federal Register concerning the delegation of the Directorate's authorities in its exportation of liquors regulations.

Published/Revised: April 15, 2002

Alcohol & Tobacco
Regulatory TD-480: Delegation of Authority - 02–11258 - May 8, 2002 [PDF - 49.49 KB]

This final rule places most ATF authorities contained in its Exportation of Tobacco Products and Cigarette Papers and Tubes, Without Payment of Tax, or With Drawback of Tax regulations with the ‘‘appropriate ATF officer’’. Consequently, this final rule removes the definitions of, and references to, specific officers subordinate to the Director and the word ‘‘region.’’ This final rule also requires that persons file documents required by these regulations with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Concurrently with this Treasury Decision, ATF Order 1130.31 is being issued and will be made available as specified in this rule. Through this order, the Director has delegated most of the authorities to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed. In addition, this final rule makes a few corrections and miscellaneous changes.

Published/Revised: May 8, 2002

Alcohol & Tobacco
Regulatory 2012–20923 - Final Rule - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture (2012R–9P) - Aug. 27, 2012 [PDF - 199.99 KB]

The Department of Justice is amending its regulations to allow the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to exercise, for a one-year period following the effective date of this rule, the authority to seize and administratively forfeit property involved in controlled substance offenses. Many years of experience have demonstrated that forfeiting the assets of criminals is an essential tool in combating criminal activity and provides law enforcement with the capacity to dismantle criminal organizations that would continue to function after the conviction and incarceration of individual offenders. Moreover, administrative forfeiture permits the expedient and effective use of this crucial law enforcement tool.

Published/Revised: May 30, 2015

Workforce and Mission
Regulatory TD 422c: Implementation of Public Law 105-33, Section 9302, Requiring the Qualification of Tobacco Product Importers and Miscellaneous Technical Amendments: Correction - 00–27220 - Oct. 24, 2000 [PDF - 121.58 KB]

This document contains a correcting amendment to the temporary regulations, which were published in the Federal Register on Dec. 22, 1999, (64 FR 71947). The temporary regulations relate to implementing certain provisions of the Balanced Budget Act of 1997 that set forth requirements that, beginning Jan. 1, 2000, importers of tobacco products must qualify for a permit to conduct that activity.

Published/Revised: May 27, 2015

Alcohol & Tobacco
Regulatory 2012–13770 - Interim Final Rule - Residency Requirements for Aliens Acquiring Firearms (2011R–23P) - June 7, 2012 [PDF - 236.18 KB]

The Department of Justice is amending the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) by removing the 90- day State residency requirement for aliens lawfully present in the United States to purchase or acquire a firearm. The Department has determined that the Gun Control Act does not permit ATF to impose a regulatory requirement that aliens lawfully present in the United States are subject to a 90-day State residency requirement when such a requirement is not applicable to U.S. citizens. In addition, upon the effective date of this interim final rule the provisions of ATF Ruling 2004–1 will become obsolete.

Published/Revised: April 26, 2016

Firearms
Regulatory 2012–13762 - Final Rule - Firearms Disabilities for Certain Nonimmigrant Aliens (2001R–332P) - June 7, 2012 [PDF - 238.73 KB]

In 2002, the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) published an interim final rule implementing the provision of the Omnibus Consolidated and Emergency Supplemental Appropriations Act, 1999, relating to firearms disabilities for certain nonimmigrant aliens. That regulation implemented the law by prohibiting, with certain exceptions, the sale or disposition of firearms or ammunition to, and the possession, shipment, transportation, or receipt of firearms or ammunition by, nonimmigrant aliens.

Published/Revised: April 26, 2016

Firearms
Regulatory TD 446: Technical Amendments to Regulations - 01–7416 - March, 27, 2001 [PDF - 61.13 KB]

This Treasury decision makes technical amendments and corrects typographical errors in parts 55, 70, 270 and 275 of title 27 Code of Federal Regulations (CFR).

Published/Revised: March 27, 2001

Workforce and Mission
Regulatory 2010–891 - Final Rule - Commerce in Explosives—Storage of Shock Tube With Detonators (2005R–3P) - Jan. 20, 2010 [PDF - 152.73 KB]

The Department of Justice is amending the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) by allowing shock tube to be stored with detonators because these materials when stored together do not pose a mass detonation hazard. Shock tube is a small diameter plastic laminate tube coated with a very thin layer of explosive material. When initiated, it transmits a low energy wave from one point to another. The outer surface of the tube remains intact during and after functioning.

Published/Revised: May 6, 2016

Explosives
Regulatory 2010–13392 - Final Rule - Decision-Making Authority Regarding the Denial, Suspension, or Revocation of a Federal Firearms License, or Imposition of a Civil Fine - June 3, 2010 [PDF - 156.55 KB]

The Department of Justice has adopted as final, without change, an interim rule that amended the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (‘‘ATF’’) to delegate to the Director of ATF the authority to serve as the deciding official regarding the denial, suspension, or revocation of federal firearms licenses, or the imposition of a civil fine. Under the interim rule, the Director has the flexibility to delegate to another ATF official the authority to decide a revocation or denial matter, or may exercise that authority himself. Because the Director can redelegate authority to take action as the final agency decision-maker to Headquarters officials, field officials, or some combination thereof, such flexibility allows ATF to more efficiently conduct denial, suspension, and revocation hearings, and make the determination whether to impose a civil fine. This gives the agency the ability to ensure consistency in decision-making and to address any case backlogs that may occur.

Published/Revised: April 21, 2022

Firearms
Regulatory 2010–13392 - Final Rule - Decision-Making Authority Regarding the Denial, Suspension, or Revocation of a Federal Firearms License, or Imposition of a Civil Fine - June 3, 2010 [PDF - 67.18 KB]

The Department of Justice has adopted as final, without change, an interim rule that amended the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (‘‘ATF’’) to delegate to the Director of ATF the authority to serve as the deciding official regarding the denial, suspension, or revocation of federal firearms licenses, or the imposition of a civil fine.

Published/Revised: April 21, 2022

Firearms
Regulatory TD-389: Residency Requirements for Persons Acquiring Firearms; Temporary Rule and Proposed Rule - 97-10242 - April 11, 1997 [PDF - 69.02 KB]

This temporary rule amends the regulations to provide for a firearms purchaser's affirmative statement of his or her State of residence on ATF Form 4473 (Firearms Transaction Record) and ATF Form 5300.35 (Statement of Intent to Obtain a Handgun) in acquiring a firearm from a federal firearms licensee.

Published/Revised: April 11, 1997

Firearms
Regulatory TD-391: Definitions for the Categories of Persons Prohibited from Receiving Firearms - 97-16900 - April 21, 1997 [PDF - 98.58 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to provide definitions for the categories of persons prohibited from receiving or possessing firearms. The definitions will facilitate the implementation of the national instant criminal  background check system (NICS) required under the Brady Handgun Violence Prevention Act.

Published/Revised: April 21, 1997

Firearms
Regulatory TD-394: Final Rule: Manufacturers Excise Taxes-Firearms and Ammunition - 95R-055P - Jan. 13, 1998 [PDF - 13.62 KB]

This final rule adopts without change temporary regulations published in the Federal Register on July 16, 1996. The temporary rule amended the regulations in 27 CFR part 53 that require exemption certificates or vendee statements in support of certain tax-free sales of firearms and ammunition. As amended by the temporary rule and this final rule, the regulations provide that taxpayers may use a pre-printed document as an exemption certificate or vendee statement, or design their own certificate and statement using specified information. The regulatory amendments are part of the Administration's efforts to reduce regulatory burdens and streamline requirements.

Published/Revised: January 13, 1998

Firearms
Regulatory 03–6573 - Interim Final Rule - Implementation of the Safe Explosives Act, Title XI, Subtitle C of Public Law 107–296 - March 20, 2003 [PDF - 199.08 KB]

 The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is amending the regulations to implement the provisions of the Safe Explosives Act, Title XI, Subtitle C of Pub. L. 107–296, the Homeland Security Act of 2002 (enacted Nov. 25, 2002). 

Published/Revised: May 6, 2016

Explosives
Regulatory Final Rule - 02–9633 - Elimination of Application To Remove Tobacco Products From Manufacturer’s Premises for Experimental Purposes - April 19, 2002 [PDF - 36.83 KB]

This final rule eliminates the requirements that manufacturers of tobacco products apply to ATF to remove tobacco products from their factories in bond for experimental purposes and that they maintain the approved applications for their records. In place of these requirements, manufacturers of tobacco products will prepare and maintain records of tobacco products removed from their factories in bond for experimental purposes. In addition, this final rule defines ‘‘experimental purposes’’ under section 5704(a) of Title 26 of the United States Code.

Published/Revised: May 22, 2015

Alcohol & Tobacco
Regulatory TD-396: Implementation of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994 - 98-6591 - Aug. 11, 1997 [PDF - 61.24 KB]

These final regulations implement the provisions of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994. This Treasury decision adopts the regulations substantially as proposed in Notice No. 807, as amended by Notice No. 833.

Published/Revised: August 11, 1997

Workforce and Mission
Regulatory TD-402: Posting of Signs and Written Notification to Purchasers of Handguns - 98-18546 - June 6, 1998 [PDF - 69.95 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the firearms regulations to require that signs be posted on the premises of Federal firearms licensees and that written notification be issued with each handgun sold advising of the provisions of the Youth Handgun Safety Act.

Published/Revised: June 6, 1998

Firearms
Regulatory TD 450: Delegation of Authority - 01–12803 - May 29, 2001 [PDF - 77.66 KB]

This final rule places most ATF authorities contained in its Procedure and Administration regulations with the ‘‘appropriate ATF officer’’ and requires that persons file documents required these regulations with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Concurrently with this Treasury Decision, ATF Order 1130.19 is being issued and will be made available as specified in this rule. Through this order, the Director has delegated most of the authorities to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed. In addition, this final rule corrects some typographical errors and updates the disclosure provisions.

Published/Revised: May 29, 2001

Firearms
Regulatory TD-404: Firearms and Ammunition Excise Taxes, Parts and Accessories (97R- 1457P) - 98-26133 - Aug. 3, 1998 [PDF - 69.02 KB]

This final rule amends regulations relating to the manufacturers excise tax on firearms and ammunition. Under 26 U.S.C. 4181, a tax is imposed on the sale by the manufacturer, importer or producer of firearms, shells, and cartridges. The tax is 10 percent of the sale price for pistols and revolvers, 11 percent for firearms (other than pistols and revolvers), and 11 percent for shells and cartridges. Current regulations provide that no tax is imposed by section 4181 on the sale of parts or accessories of firearms, pistols, revolvers, shells, and cartridges when sold separately or when sold with a complete firearm. This final rule amends the regulations to clarify which parts and accessories must be included in the sale price when calculating the tax on firearms.

Published/Revised: August 3, 1998

Firearms
Regulatory TD 477: Correction - 02–18553 - July 25, 2002 [PDF - 31.67 KB]

The Bureau of Alcohol, Tobacco and Firearms published a final rule in the April 15, 2002, Federal Register concerning the delegation of the Director’s authorities in its exportation of liquors regulations. This document corrects the amendatory instructions in one paragraph of that final rule.

Published/Revised: July 25, 2002

Alcohol & Tobacco
Regulatory TD 435: Delegation of Authority for Parts 20, 21 and 22 - 01–1163 - Jan. 19, 2001 [PDF - 61.48 KB]

This final rule places all ATF authorities contained in parts 20, 21 and 22, title 27 Code of Federal Regulations (CFR), with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by such parts, with the ‘‘appropriate ATF officer’’ or in accordance with the instructions for the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director and the word ‘‘region.’’ Concurrently with this Treasury Decision, ATF Order 1130.9 is being published. Through this order, the Director has delegated all of the authorities in 27 CFR parts 20, 21 and 22 to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised: January 19, 2001

Workforce and Mission
Regulatory TD-409: Delegation of Authority - 99-6736 - Feb. 9, 1999 [PDF - 75.95 KB]

This final rule places most ATF authorities contained in part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer and requires that persons file documents required by part 24, title 27 Code of Federal Regulations (CFR), with the appropriate ATF officer or in accordance with the instructions on the ATF form. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. 

Published/Revised: February 9, 1999

Workforce and Mission
Last Updated: January 15, 2026

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