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Rules and Regulations Library

Rules Regulations Library

Document Type Title and Description Category
Rulemaking TD 434: Applegate Valley Viticultural Area [99R–112P] - 00–31595 - Dec. 14, 2000 [PDF - 128.74 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is establishing a viticultural area located within the State of Oregon, to be known as ‘‘Applegate Valley.’’ The petition for this viticultural area was filed by Mr. Barnard E. Smith, President, The Academy of Wine of Oregon Inc. ATF believes that the establishment of viticultural areas and the subsequent use of viticultural area names as appellations of origin in wine labeling and advertising allows wineries to designate the specific areas where the grapes used to make the wine were grown and enables consumers to better identify the wines they purchase.

Published/Revised:

Alcohol & Tobacco
Rulemaking TD 432: Technical Amendments to 27 CFR Parts 4, 9, 24, 70 and 275 - 00–29409 - Nov. 16, 2000 [PDF - 124.96 KB]

This Treasury decision makes technical amendments and corrects typographical errors in various regulations of the ATF. All changes are to provide clarity and uniformity throughout the regulations.

Published/Revised:

Workforce and Mission
Rulemaking TD 429: Implementation of Public Law 105-33, Section 9302, Relating to the Imposition of Permit Requirements on the Manufacturer of Roll-Your-Own Tobacco - 00–24121 - Sept. 25, 2000 [PDF - 132.29 KB]

This final rule implements the provision of the Balanced Budget Act of 1997 requiring that manufacturers of roll-your-own tobacco obtain a permit.

Published/Revised:

Alcohol & Tobacco
Rulemaking TD 428: Delegation of Authority in Parts 6, 8, 10 and 11 - 00–21901 - Aug. 28, 2000 [PDF - 130.19 KB]

This final rule places most ATF authorities contained in certain ATF regulations with the ‘‘appropriate ATF officer’’ and requires that persons file documents required by those regulations with the ‘‘appropriate ATF officer’’. Also, this final rule removes the definitions of, and references to, specific officers subordinate to the Director. Concurrently with this Treasury Decision, ATF Order 1130.7 is being published elsewhere in this issue of the Federal Register. Through this order, the Director has delegated most of the authorities in the affected regulations to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed.

Published/Revised:

Workforce and Mission
Rulemaking TD 426: Implementation of the Model Regulations for the Control of the International Movement of Firearms, Their Parts and Components, and Ammunition - 00–15485 - June 20, 2000 [PDF - 144 KB]

On Sept. 10, 1998, HUD published its final rule for the Section 8 Management Assessment Program (SEMAP).

Published/Revised:

Firearms
Public Advisory Procedures for Requesting Computerized Bookkeeping Variance [PDF - 40.68 KB]

This document provides information regarding the procedure for requesting a computerized bookkeeping variance.

Published/Revised:

Firearms
Form Demand 2 Program: Report of Firearms Transactions - ATF Form 5300.5 [PDF - 901.26 KB]

When a Type 01, Type 02, Type 07, or Type 08 Federal firearms licensee meets the criteria of the ATF Demand 2 Program and is notified in writing by an ATF official, the licensee must complete ATF Form 5300.5, Demand 2 Program: Report of Firearms Transactions.

Published/Revised:

Firearms
Form Application to Register as an Importer of U.S. Munitions Import List Articles - ATF F 4587/(5330.4) [PDF - 2.3 MB]

This form is used to register and pay to permanently import defense articles on the United States Munitions Import List.

Published/Revised:

Workforce and Mission
Form Report of Multiple Sale or Other Disposition of Certain Rifles - ATF Form 3310.12 [PDF - 275.34 KB]

This form documents certain sales or other dispositions of rifles for law enforcement purposes. The information is used to determine if the buyer (transferee) is involved in a unlawful activity, or is a person prohibited by law from obtaining firearms.

Published/Revised:

Firearms
Ruling Engaging as a Business - Texas et al. v. Bureau of Alcohol, Tobacco, Firearms and Explosives et al., 2:24-cv-00089-Z (N.D. Tex.) [PDF - 275.18 KB]

Before the Court is Plaintiffs’ Motion for a Preliminary Injunction (“Motion”) (ECF No. 16), filed May 9, 2024. Defendants filed their response (“Response”) (ECF No. 31) on May 14, 2024. Having reviewed the briefing and relevant law, the Court GRANTS the Motion. Defendants are hereby ENJOINED from enforcing the regulations — “Definition of ‘Engaged in the Business’ as a Dealer in Firearms” (hereinafter “Final Rule”) — published at 89 Fed. Reg. 28968 (April 19, 2024) (to be codified at 27 C.F.R. pt. 478) against Plaintiffs Texas, Louisiana, Mississippi, Utah, Jeffrey Tormey (“Tormey”), the Gun Owners of America, Inc. (“GOA”), the Gun Owners Foundation (“GOF”), the Tennessee Firearms Association (“TFA”), and the Virginia Citizens Defense League (“VCDL”) pending the resolution of this lawsuit.

Published/Revised:

Firearms
Form Application for Explosives License or Permit - ATF Form 5400.13/5400.16 [PDF - 419.16 KB]

This form is used to determine the eligibility of the applicant to engage in certain operations, to determine the location and extent of operations, and to determine whether the operations will be in conformity with federal laws and regulations when working with explosives.

Published/Revised:

Explosives
Form Environmental Information - ATF Form 5000.29 [PDF - 216.04 KB]

This form is used by ATF to determine if any environmental impact statement or environmental permit is necessary for the proposed operation.

Published/Revised:

Workforce and Mission
Form Application for Restoration of Explosives Privileges - ATF Form 5400.29 [PDF - 538.26 KB]

This form is used to conduct an investigation to establish if it is likely that the applicant will act in a manner dangerous to public safety or contrary to public interest.

Published/Revised:

Explosives
Form Special Tax Registration and Return - National Firearms Act - ATF Form 5630.7 [PDF - 392.55 KB]

Federal firearms licensees (FFLs) who engage in importing, manufacturing or dealing in National Firearms Act (NFA) firearms are required to file this form and pay the special occupational tax (SOT), an annual tax that begins on July 1 and ends June 30.

Published/Revised:

Firearms
Form Application for Registration of Firearms Acquired by Certain Governmental Entities - ATF Form 5320.10 (Form 10) [PDF - 277.16 KB]

This form is used to properly identify the registrant and the firearms to be registered. The form when approved, registers the firearm to the law enforcement agency. The furnishing of this information is mandatory (26 U.S.C. 5853a).

Published/Revised:

Firearms
Rulemaking 2008R-15P - Federal Firearms License Proceedings - Hearings - Final Rule [PDF - 216.41 KB]

The Department of Justice is amending the regulations of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) regarding administrative hearings held as part of firearms license proceedings. This rule clarifies that persons requesting a hearing will be afforded the opportunity to submit facts and arguments for review and consideration during the hearing, and may make offers of settlement before and after the hearing. 

Published/Revised:

Firearms
Ruling 1975-27 - Renewed Federal Firearms License Conduct of Business [PDF - 66.63 KB]

A firearms licensee may continue operations until his renewal application for a license is finally acted upon.

Published/Revised:

Firearms
Procedure ATF Procedure 2013-2 - Recordkeeping Procedure for Non-over-the-counter Firearm Sales by Licensees to Unlicensed In-state Residents That are NICS Exempt - Aug. 15, 2013 [PDF - 54.24 KB]

This ATF procedure gives guidance to licensed importers, manufacturers, and dealers (licensees) on how to record the sale of a firearm to an unlicensed person who:
  • Has a valid alternate permit or otherwise is exempt from National Instant Criminal Background Check System (NICS) requirements;
  • Resides in the same State as the licensee; and
  • Does not appear in person at the licensee's business premises
 

Published/Revised:

Firearms
Rulemaking TD-400: Commerce in Explosives (95R-036P) - 98-21867 - July 14, 1998 [PDF - 103.62 KB]

This final rule amends regulations to clarify the meanings of terms, increase license and permit fees, eliminate duplication in licensing, relax the licensing requirements for on-site manufacturers, implement a storage notification requirement for manufacturers and other storers of explosives, update the theft/loss hotline number for reporting thefts or losses of explosives, and make minor modifications to regulations on storage.

Published/Revised:

Explosives
Rulemaking TD-480: Delegation of Authority - 02–11258 - May 8, 2002 [PDF - 49.49 KB]

This final rule places most ATF authorities contained in its Exportation of Tobacco Products and Cigarette Papers and Tubes, Without Payment of Tax, or With Drawback of Tax regulations with the ‘‘appropriate ATF officer’’. Consequently, this final rule removes the definitions of, and references to, specific officers subordinate to the Director and the word ‘‘region.’’ This final rule also requires that persons file documents required by these regulations with the ‘‘appropriate ATF officer’’ or in accordance with the instructions on the ATF form. Concurrently with this Treasury Decision, ATF Order 1130.31 is being issued and will be made available as specified in this rule. Through this order, the Director has delegated most of the authorities to the appropriate ATF officers and specified the ATF officers with whom applications, notices and other reports, which are not ATF forms, are filed. In addition, this final rule makes a few corrections and miscellaneous changes.

Published/Revised:

Alcohol & Tobacco
Rulemaking 2010–13392 - Final Rule - Decision-Making Authority Regarding the Denial, Suspension, or Revocation of a Federal Firearms License, or Imposition of a Civil Fine - June 3, 2010 [PDF - 156.55 KB]

The Department of Justice has adopted as final, without change, an interim rule that amended the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (‘‘ATF’’) to delegate to the Director of ATF the authority to serve as the deciding official regarding the denial, suspension, or revocation of federal firearms licenses, or the imposition of a civil fine. Under the interim rule, the Director has the flexibility to delegate to another ATF official the authority to decide a revocation or denial matter, or may exercise that authority himself. Because the Director can redelegate authority to take action as the final agency decision-maker to Headquarters officials, field officials, or some combination thereof, such flexibility allows ATF to more efficiently conduct denial, suspension, and revocation hearings, and make the determination whether to impose a civil fine. This gives the agency the ability to ensure consistency in decision-making and to address any case backlogs that may occur.

Published/Revised:

Firearms
Rulemaking 2010–13392 - Final Rule - Decision-Making Authority Regarding the Denial, Suspension, or Revocation of a Federal Firearms License, or Imposition of a Civil Fine - June 3, 2010 [PDF - 67.18 KB]

The Department of Justice has adopted as final, without change, an interim rule that amended the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (‘‘ATF’’) to delegate to the Director of ATF the authority to serve as the deciding official regarding the denial, suspension, or revocation of federal firearms licenses, or the imposition of a civil fine.

Published/Revised:

Firearms
Rulemaking TD-391: Definitions for the Categories of Persons Prohibited from Receiving Firearms - 97-16900 - April 21, 1997 [PDF - 98.58 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to provide definitions for the categories of persons prohibited from receiving or possessing firearms. The definitions will facilitate the implementation of the national instant criminal  background check system (NICS) required under the Brady Handgun Violence Prevention Act.

Published/Revised:

Firearms
Form Federal Firearms Licensee Theft/Loss Report - ATF Form 3310.11 [PDF - 259.73 KB]

This form is used by Federal Firearms Licensees (FFLs) to report the theft or loss of firearms from their inventory or collection, to include firearms lost in transit (to be reported by the shipping FFL).

Published/Revised:

Firearms
Ruling ATF Procedure 2017-1 - Facilitating Non-FFL Transfers of Firearms [PDF - 73.22 KB]

The purpose of this Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) procedure is to set forth the recordkeeping and National Instant Criminal Background Check System (NICS) procedures for a Federal firearms licensee (FFL) who facilitates the transfer of firearms between private unlicensed individuals. This procedure does not apply to pawn transactions, consignment sales, or repairs. Supersedes 2013-1 Procedure.

Published/Revised:

Firearms

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