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Rules and Regulations Library

Rules Regulations Library

Document Type Title and Description Category
Ruling 1974-13 - Importation of Firearms by Members of the U.S. Armed Forces [PDF - 25.42 KB]

A member of the U.S. Armed Forces who is a resident of any state or territory which requires that a permit or other authorization be issued prior to possessing or owning a handgun shall submit evidence of compliance with state law when applying to import a handgun.

Published/Revised:

Firearms
Ruling 1974-20 - Disposition of Replacement Firearms [PDF - 107.08 KB]

Form 4473 shall not be required to record disposition of a like replacement firearm when such firearm is delivered by a licensee to the person from whom the malfunctioning or damaged firearm was received, provided such disposition is recorded in the licensee's permanent records.

Published/Revised:

Firearms
Ruling 2010-7 - Perforating Gun Storage [PDF - 85.14 KB]

ATF authorizes alternate storage for explosives licensees and permittees to store loaded perforating guns outside of a locked magazine provided all of the requirements stated in this ruling are met.

Published/Revised:

Firearms
Ruling 2012-3 - Annual Firearms Manufacturing and Exportation Report (AFMER), Electronic Form [PDF - 1.41 MB]

Approved alternate method or procedure for licensed manufacturers to submit the AFMER, ATF Form 5300.11, electronically using ATF eForms, provided all of the conditions set forth in this ruling are met. 

Published/Revised:

Firearms
Ruling 2008-1 - Fabrique Nationale Herstal SA (FN) FNC Rifle [PDF - 11.32 KB]

The upper assembly of the Fabrique Nationale Herstal SA (FN) FNC rifle is classified as the receiver of the firearm for purposes of the Gun Control Act, 18 U.S.C. Chapter 44, and the National Firearms Act, 26 U.S.C. Chapter 53.

Published/Revised:

Firearms
Ruling 2013-1 - Electronic Form 6 and 6A [PDF - 2.27 MB]

Approved alternate method or procedure for individuals, federal firearms licensees, and registered importers of articles enumerated on the U.S. Munitions Import List (USMIL) to file ATF Form 6 - Part I and Form 6A electronically using ATF eForms, provided all of the conditions set forth in this ruling are met.  Supersedes ATF Rulings 2003-6 and 2010-9.

Published/Revised:

Firearms
Ruling 2013-2 - NFA Electronic Forms [PDF - 582.32 KB]

Approved alternate method or procedure for FFLs, legal entities, and government agencies to file ATF Forms 1, 2, 3, 4, 5, 9, and 10 using ATF eForms, provided all of the conditions set forth in this ruling are met.   

Published/Revised:

Firearms
Ruling 1973-19 - Bonafide Firearms Consultants and Business Premises [PDF - 72.96 KB]

Because of the nature of operations conducted by a consultant or expert, he shall not be required to have business premises open to the general public or to have regular business hours.

Published/Revised:

Firearms
Ruling 1973-9 - Federal Firearms Licensees at Multiple Locations and Common Expiration Dates [PDF - 27.14 KB]

Licensed firearms or ammunition dealers operating at multiple locations may establish a common expiration date for all licenses.

Published/Revised:

Firearms
Ruling 2010-9 - Supporting Documentation for Import Permit Applications [PDF - 34.79 KB]

Persons holding a valid federal firearms license and/or who are registered as importers of articles on the U.S. Munitions Import List importing surplus military defense articles importable as curios or relics, may submit photocopies of the original supporting statements and documents with ATF Form 6, if they certify, under penalties provided by law, that the supporting documentation is true, correct, and complete. 

Published/Revised:

Firearms
Ruling 2022-01 - Electronic Storage of Forms 4473 [PDF - 226.59 KB]

The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) authorizes an alternate method or procedure from the provisions of Title 27, Code of Federal Regulations (CFR), Part 478.121, 478.124, 478.129, and 27 CFR 479.131 that require Federal Firearms Licensees (FFLs) to retain the ATF Firearms Transaction Record, Form 4473 (5300.9) (Form 4473), in a paper format. Specifically, ATF authorizes FFLs to retain an electronic version of each ATF Form 4473 created pursuant to ATF Ruling 2016-2 (or subsequent ruling), instead of the paper format, provided the conditions set forth in this ruling are met. Additionally, ATF authorizes digital scanning and electronic retention of certain paper ATF Form 4473, provided the conditions set forth in this ruling are met.

Published/Revised:

Firearms
Ruling 2016-5 - Marking Variance for Government Defense Contractors [PDF - 92.29 KB]

ATF authorizes an alternate method or procedure to the firearms marking requirements contained in title 27, Code of Federal Regulations (CFR), sections 478.92 and 479.102. Specifically, ATF authorizes licensed manufacturers of certain destructive device munitions that are manufactured for and transferred to the U.S. Government (USG) to mark these destructive device munitions with sequential lot numbers, provided conditions set forth in this ruling are met.

Published/Revised:

Firearms
Ruling 2016-4 - Electronic Transmission of Form 6A Information to Customs and Border Protection (CBP) [PDF - 55.07 KB]

ATF authorizes an alternate method or procedure in lieu of the method or procedure prescribed in the regulations that currently require an importer to submit to U.S. CBP an original, paper copy of ATF Form 6A, Release and Receipt of Imported Firearms, Ammunition and Implements of War (Form 6A), to import firearms, ammunition, and other defense articles.

Published/Revised:

Firearms
Ruling 2016-2 - Electronic ATF Form 4473 [PDF - 159.83 KB]

Approved alternate method or procedure for FFLs to use an electronic version of Form 4473, instead of the paper format, provided the conditions set forth in this ruling are met.  Supersedes ATF Rul. 2008-3.

Published/Revised:

Firearms
Ruling 2023-1 - Electronic Explosives Records Ruling [PDF - 377.95 KB]

ATF authorizes federal explosives licensees and permittees to maintain their explosives records electronically instead of in paper format, provided the conditions set forth in this ruling are met.

Published/Revised:

Explosives
Ruling 2022-2 - Remote Avalanche Control Devices [PDF - 236.62 KB]

ATF authorizes federal explosives licensees and permittees, and state and local government agencies conducting avalanche control/mitigation activities, to store explosives in remote avalanche control systems, provided the conditions set forth in this ruling are met.

Published/Revised:

Explosives
Ruling 2023-2 - Commercial Records [PDF - 539 KB]

This ruling authorizes licensed explosives importers, manufacturers and dealers to maintain commercial records instead of a separate record as a permanent record of acquisitions, distributions/dispositions, and use of explosive materials. 

Published/Revised:

Explosives
Rulemaking Notice of Proposed Rulemaking (NPRM) - Engaged in the Business as a Dealer in Firearms [PDF - 728.94 KB]

The Department of Justice (“Department”) proposes amending Bureau of Alcohol, Tobacco, Firearms, and Explosives (“ATF”) regulations to implement the provisions of the Bipartisan Safer Communities Act (“BSCA”), effective June 25, 2022, that broaden the definition of when a person is considered “engaged in the business” as a dealer in firearms other than a gunsmith or pawnbroker.

Published/Revised:

Firearms
Public Advisory 2023 - March - Public Safety Advisory to All FFLs and Firearm Parts, Components, and Accessories Manufacturers and Distributors [PDF - 363.69 KB]

The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is issuing this public safety Advisory to the firearms industry and the public to provide information regarding its investigative priorities related to possible willful efforts to violate the requirements of the Gun Control Act (GCA) as implemented by the Final Rule titled Definition of ‘Frame or Receiver’ and Identification of Firearms (Final Rule 2021R-05F) (“Frame or Receiver Final Rule” or the “Final Rule”).1 As with any suspected violations of the GCA, ATF may investigate such activities and, where appropriate, refer them for potential enforcement actions. ATF considers willful violations of the GCA, including the types described in this document, an investigative priority.

Published/Revised:

Firearms
Public Advisory June 2023 - Public Safety Advisory - Consumer Fireworks [PDF - 210.43 KB]

ATF would like to remind everyone of applicable regulations concerning consumer fireworks for the Fourth of July. 

Published/Revised:

Explosives
General Notice Implementation of the Safe Explosives Act, Title XI, Subtitle of Public Law 107-296 [PDF - 194.67 KB]

The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is amending the regulations to implement the provisions of the Safe Explosives Act, Title XI, Subtitle C of Pub. L. 107–296, the Homeland Security Act of 2002 (enacted Nov. 25, 2002).

Published/Revised:

Explosives
General Notice Delegation Order - Authority to Make Determinations on Applications for Restoration of Federal Firearms and/or Explosives [PDF - 98.95 KB]

This order delegates certain authorities of the Director to subordinate Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) officials to make determinations on applications for restoration of Federal firearms and/or explosives privileges.

Published/Revised:

Workforce and Mission
General Notice Great Resistance Education and Training Program: Availability of Financial Assistance, Criteria and Application Procedures [PDF - 95.28 KB]

Subject to the availability of appropriations, the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) intends to enter into cooperative agreements with State and local law enforcement agencies to assist them in providing the Gang Resistance Education and Training (G.R.E.A.T.) Program to school students. This notice also sets forth the intended funding priorities and criteria, as well as the application procedures that ATF will use to select, and award Federal funds to, State and local law enforcement agencies to deliver the G.R.E.A.T. Program.

Published/Revised:

Workforce and Mission
General Notice Delegation Order - Authority to Maintain the National Firearms Registration Transfer Record [PDF - 44.96 KB]

This order delegates authority to maintain custody and control of the National Firearms Registration and Transfer Record and authority to execute certifications relative thereto.

Published/Revised:

Firearms
General Notice Delegation Order - Authority to Make Determinations on Applications for Relief from Federal Firearm and/or Explosives Disabilities [PDF - 51.34 KB]

This order delegates certain authorities of the Director to subordinate Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) officials to make determinations on applications for relief from Federal firearms and/or explosives disabilities.

Published/Revised:

Workforce and Mission

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