Rules Regulations Library
| Document Type | Title and Description | Category |
|---|---|---|
| Public Advisory | 2020 - April - Public Advisory - Business Premises Guidance
Letter to all federal firearms licensees (FFLs) in response to questions from industry members regarding the legality of firearm sales and deliveries exterior to the brick-and-mortar structure at which the firearms business is licensed, in light of the March 13, 2020, declaration of a national emergency concerning the outbreak of the novel coronavirus disease (COVID-19), and the Department of Homeland Security's subsequent classification of firearms businesses as essential. Published/Revised: |
Firearms |
| Form | Responsible Person Questionnaire - ATF Form 5400.13A/5400.16
This form is used to add responsible persons to a Federal Explosives License or Permit (FEL/P) with the application as well as after a FEL/P has already been issued. It is also required to be submitted with every FEL/P Renewal Application (ATF Form 5400.14/5400.15). Published/Revised: |
Explosives |
| Ruling | ATF Proc. 2020-2 – Recordkeeping and Background Check Procedure for Facilitation of Private Party Firearms Transfers
This procedure supersedes ATF Procedure 2017-1. The purpose of this ATF procedure is to set forth the recordkeeping and National Instant Criminal Background Check System (NICS) procedures for Federal firearms licensees (FFLs) who facilitate the transfer of firearms between private unlicensed individuals. This procedure does not apply to pawn transactions, consignment sales, or repairs. Published/Revised: |
Firearms |
| Ruling | ATF Proc. 2020-1 – Recordkeeping Procedure for Non-over-the-counter Firearm Sales by Licensees to Unlicensed In-state Residents That Are NICS Exempt
This procedure supersedes 2013-2. This ATF procedure gives guidance to licensed importers, manufacturers, and dealers (licensees) on how to complete the Firearms Transaction Record, ATF Form 4473 (Form 4473), as revised effective May 2020, and record the sale of a firearm, when selling to an unlicensed person who (a) Has a valid alternate permit or otherwise is exempt from National Instant Criminal Background Check System (NICS) requirements; (b) Resides in the same State as the licensee; and (c) Does not appear in person at the licensee's business premises. Published/Revised: |
Firearms |
| Form | Application for Alternate Means of Identification of Firearm(s) (Marking Variance) - ATF Form 3311.4
This is the form which is used by licensed manufacturers and importers requesting ATF approval to adopt markings on behalf of another manufacturer/importer during firearms manufacturing process. OMB No. 1140-0104 (10/31/2026). Published/Revised: |
Firearms |
| Form | ATF Form 5300.9A - Firearms Transaction Record Continuation Sheet
This form is a continuation of Section A of the attached ATF Form 4473 and is completed by the transferor/seller. When completed, this attachment is incorporated into and made part of the ATF Form 4473. Published/Revised: |
Firearms |
| Form | ATF Form 5300.9A - Hoja de Continuación de Registro de Transacción de Armas de Fuego
Este formulario es continuación de Seccion A del Formulario 4473 de ATF y el transferidor/vendedor lo completa. Cuando esté completo, el documento será incorporado y será parte del Formulario 4473 de ATF. Published/Revised: |
Firearms |
| Form | Police Check Inquiry - ATF Form 8620.42
ATF requires that non-ATF personnel and ATF sponsors (i.e., contracting officer’s technical representative (COTR) and points of contact (POC)) complete ATF Form 8620.42 when requesting that non-ATF personnel be granted escorted access to ATF facilities, non-sensitive information, and/or construction sites in order to perform low risk, non-sensitive duties. Published/Revised: |
Workforce and Mission |
| Open Letter | 2022 - December - All FFLs - Impact of Final Rule 2021-05F on Partially Complete Polymer 80, Lone Wolf, and Similar Semiautomatic Pistol Frames
ATF is issuing this open letter to assist the firearms industry and the public in understanding whether a “partially complete, disassembled, or nonfunctional” frame of a Polymer80, Lone Wolf, or similar semiautomatic, striker-fired pistol (sometimes generally referred to as “Glock-type” pistols) has reached a stage of manufacture such that it “may readily be completed, assembled, restored, or otherwise converted” to a functional frame, and is therefore classified as a “frame” or “firearm” in accordance with the final rule titled Definition of ‘Frame or Receiver’ and Identification of Firearms (Final Rule 2021R-05F), which became effective Aug. 24, 2022. Published/Revised: |
Firearms |
| Open Letter | 2025 - July - Wisconsin - All FFLs - Permanent Provisions of the Brady Law - FFL on Status of Concealed Carry License as a NICS Alternate Permit
ATF is committed to helping federal firearms licensees (FFLs) understand their legal obligations under federal law. This open letter advises Wisconsin FFLs that, effective immediately, the Wisconsin concealed carry license does not qualify as an alternative permit/license for purposes of 18 U.S.C. § 922(t)(3), which allows FFLs to accept certain state-issued licenses in lieu of running a background check through the National Instant Criminal Background Check System (NICS) when transferring a firearm to a nonlicensee. Published/Revised: |
Firearms |
| Open Letter | 2005 - August - All FFLs - Extension of Time to Effect Importation of Approved Permits for Frames, Receivers or Barrels
The purpose of this open letter is to provide important updated information to importers concerning the lawful importation of certain frames, receivers and barrels.
Published/Revised: |
Firearms |
| Open Letter | 2005 - April - Georgia - All FFLs - Georgia Crime Information Center Ceases Operations as NICS Point of Contact
The purpose of this letter is to inform you that on July 1, 2005, the Georgia Crime Information Center (GCIC) will cease to operate as the point of contact (POC) for the National Instant Background Check (NICS) program, and to further advise you of the affect these changes may have on firearms transactions conducted under your Federal firearms license.
Published/Revised: |
Firearms |
| Open Letter | 2021 - July - Texas - All FFLs - House Bill 957
The passage of Texas House Bill 957 (HB957), with an effective date of September 1, 2021, has generated questions from industry members as to how this state law may affect them while engaged in a firearms business activity. HB957 claims to exempt silencers (also known as suppressors) that are manufactured in Texas, and which remain in Texas, from Federal firearms laws and regulations, including the federal registration requirements. However, because HB957 directly conflicts with federal firearms laws and regulations, federal law supersedes HB957. In summary, all provisions of the Gun Control Act (GCA) and the National Firearms Act (NFA), including their corresponding regulations, continue to apply to FFLs and other persons in Texas. Published/Revised: |
Firearms |
| Open Letter | 2021 - July - Colorado - All FFLs - House Bill 1298
Colorado House Bill 1298 (HB1298) establishes a state requirement for an FFL in Colorado to obtain approval, in the form of a “proceed” response, from the Colorado Bureau of Investigation (CBI) prior to any firearm transfers. HB1298 prohibits the CBI from approving a firearm transfer until the CBI determines that its background investigation is complete and that the transfer would not violate federal prohibitions on firearms possession or result in a violation of state law. Published/Revised: |
Firearms |
| Open Letter | 2021 - June - Louisiana - All FFLs - Lifetime Permit
This open letter has been rescinded. The purpose of this open letter is to advise you that the Louisiana Lifetime Concealed Handgun Permit meets the requirements as an alternative to the NICS check only during the five-year period beginning on the date of issuance of the Lifetime Permit. Published/Revised: |
Firearms |
| Open Letter | 2021 - July - Missouri - All FFLs - House Bill Number 85, Second Amendment Preservation Act
Missouri House Bill Number 85, Second Amendment Preservation Act (“the Act” or “SAPA”), signed into law by Governor Parson on June 12, 2021, has generated questions from industry members and firearm owners as to how this Missouri state law may affect them while engaged in a firearms business activity or seeking to acquire a firearm. Section 1.420 of the Act states that “federal acts, laws, executive orders, administrative orders, rules, and regulations” falling into five categories of regulations relating to firearms “shall be considered infringements on the people’s right to keep and bear arms, as guaranteed by Amendment II of the Constitution of the United States and Article I, Section 23 of the Constitution of Missouri.” Published/Revised: |
Firearms |
| Open Letter | 1998 - October - South Dakota - All FFLs - Permanent Provisions of the Brady Law
This open letter has been rescinded. The purpose of this open letter is to advise you of an important change to the procedure you may follow to comply with the Brady Handgun Violence Prevention Act (Brady Act), 18 U.S.C. § 922(t), when transferring a firearm to an unlicensed person. Published/Revised: |
Firearms |
| Open Letter | 1994 - February - New Mexico - All FFLs - Implementation of Brady Law Requirements
The purpose of this open letter is to advise federal firearms licensees in New Mexico the requirements of the Brady Law. Published/Revised: |
Firearms |
| Open Letter | 2024 - November - Vermont - All FFLs - Regarding Vermont Law 13 V.S.A. § 4019a
This letter alerts Vermont FFLs to the enactment of Vermont statute 13 V.S.A. § 4019a, effective July 1, 2023, and reminds FFLs of their obligation to remain in compliance with state and federal law. Published/Revised: |
Firearms |
| Open Letter | 1998 - October - Tennessee - All FFLs - Permanent Provisions of the Brady Law
This open letter has been rescinded. The purpose of this letter is to advise you of your responsibilities under the permanent provisions of the Brady law. 18 U.S.C. § 922(t). Published/Revised: |
Firearms |
| Open Letter | 1998 - October - Oklahoma - All FFLs - Permanent Provisions of the Brady Law
This open letter has been rescinded. The purpose of this letter is to advise you of your responsibilities under the permanent provisions of the Brady law, 18 U.S.C. § 922(t). Published/Revised: |
Firearms |
| Open Letter | 2004 - October - California - All FFLs - California Entertainment Firearms Permit
The purpose of this letter is to inform you that, on Sept. 20, 2004, Governor Schwarzenegger approved a change in California law that establishes an Entertainment Firearms Permit, and to further advise you of the affect this new permit may have on firearms transactions conducted under your federal firearms license.
Published/Revised: |
Firearms |
| Open Letter | 1998 - October - U.S. Virgin Islands - All FFLs - Permanent Provisions of the Brady Law
This open letter has been rescinded. The purpose of this letter is to advise you of an important change to the procedure you must follow beginning October 19, 2005, in order to comply with the Brady Law, 18 U.S.C. § 922(t). Published/Revised: |
Firearms |
| Open Letter | 1998 - October - All FFLs - Louisiana - Permanent Provisions of the Brady Law
The purpose of this letter is to advise federal firearms licensees in Louisiana of their responsibilities under the permanent provisions of the Brady law. Published/Revised: |
Firearms |
| Open Letter | 2024 - September - New Mexico - All FFLs - N.M. Stat. Ann. § 30-7-7.3
The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) is committed to helping federal firearms licensees (FFLs) successfully comply with their legal obligations. This letter alerts you to a new firearms law enacted in the State of New Mexico, to aid you in complying with state and federal law. Published/Revised: |
Firearms |
