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Rules and Regulations Library

Rules Regulations Library

Document Type Title and Description Category
Rulemaking 2012R-9P - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture - Feb. 25, 2014 [PDF - 61.17 KB]

The Department of Justice is amending its regulations to extend the trial period during which the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) may exercise, for an additional one-year period following the effective date of this rule, the authority under the United States Code to seize and administratively forfeit property involved in controlled substance offenses. The Attorney General has determined that the trial period that ends on February 25, 2014, should be extended for another year to give ATF more time to refine its processes, fully hire and train all necessary staff, and further demonstrate the effectiveness of the delegation in the investigation of violent crimes involving firearms. This rule is effective March 4, 2014.

Published/Revised:

Workforce and Mission
Rulemaking 2012R-9P - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture - Aug. 27, 2012 [PDF - 54.53 KB]

The Department of Justice is amending its regulations to allow the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to exercise, for a one-year period following the effective date of this rule, the authority to seize and administratively forfeit property involved in controlled substance offenses. Many years of experience have demonstrated that forfeiting the assets of criminals is an essential tool in combating criminal activity and provides law enforcement with the capacity to dismantle criminal organizations that would continue to function after the conviction and incarceration of individual offenders. Moreover, administrative forfeiture permits the expedient and effective use of this crucial law enforcement tool. This rule is effective February 25, 2013.

Published/Revised:

Workforce and Mission
Rulemaking 2013R-9F - Technical Amendments - Aug. 11, 2014 [PDF - 65.42 KB]

This final rule makes technical amendments and corrects typographical errors in ATF regulations in the Code of Federal Regulations (CFR). Many of the technical changes are being made to reflect changes in nomenclature resulting from the transfer of ATF to the Department of Justice from the Department of the Treasury pursuant to the Homeland Security Act of 2002. The changes are designed to provide clarity and enhance uniformity throughout these regulations.

Published/Revised:

Workforce and Mission
General Notice Northrop Grumman Granting Relief of Disabilities (2011R-13T) [PDF - 44.22 KB]

Northrop Grumman Guidance and Electronics Company, Inc. (NGGECI) (formerly Litton Systems, Inc.), a subsidiary of Northrop Grumman Corporation (NGC), has been granted relief from the disabilities imposed by Federal laws by the Director of ATF with respect to the acquisition, transfer, receipt, shipment, or possession of firearms.

Published/Revised:

Firearms
Rulemaking 2010R-26P - Importation of Arms, Ammunition and Implements of War and Machine Guns, Destructive Devices, and Certain Other Firearms; Extending the Term of Import Permits - Feb. 6, 2012 [PDF - 68.78 KB]

The Department of Justice is proposing to amend the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to extend the term of import permits for firearms, ammunition, and defense articles from 1 year to 2 years. The additional time will allow importers sufficient time to complete the importation of the authorized commodity. In addition, it will eliminate the need for the importer to submit a new import application, ATF Form 6, where the importation was not completed within the 1-year period. Extending the term of import permits will result in a substantial cost and time savings for both the industry and ATF. This proposed change would be consistent with Executive Order 13563 of Jan. 18, 2011, which directs agencies to review existing significant rules to make regulatory programs more effective or less burdensome in achieving regulatory objectives.

Published/Revised:

Firearms
Rulemaking 2011R-23P - Residency Requirements for Aliens Acquiring Firearms - June 7, 2012 [PDF - 71.49 KB]

The Department of Justice is amending the regulations of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) by removing the 90-day State residency requirement for aliens lawfully present in the United States to purchase or acquire a firearm. The Department has determined that the Gun Control Act does not permit ATF to impose a regulatory requirement that aliens lawfully present in the United States are subject to a 90-day State residency requirement when such a requirement is not applicable to U.S. citizens. In addition, upon the effective date of this interim final rule the provisions of ATF Ruling 2004–1 will become obsolete.

Published/Revised:

Firearms
Rulemaking 2001R-332P - Firearms Disabilities for Certain Nonimmigrant Aliens - June 7, 2012 [PDF - 75.08 KB]

In 2002, the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) published an interim final rule implementing the provision of the Omnibus Consolidated and Emergency Supplemental Appropriations Act, 1999, relating to firearms disabilities for certain nonimmigrant aliens. That regulation implemented the law by prohibiting, with certain exceptions, the sale or disposition of firearms or ammunition to, and the possession, shipment, transportation, or receipt of firearms or ammunition by, nonimmigrant aliens. This final rule addresses only the nonimmigrant alien visa issue. The remaining issues raised by the 2002 interim final rule, and the public comments submitted with respect to those issues, will be addressed in a separate forthcoming rule.

Published/Revised:

Firearms
General Notice Granting Relief of Firearms Disabilities to Northrop Grumman Systems Corporation (2014R-50N) [PDF - 52.27 KB]

Northrop Grumman Systems Corporation (NGSC), a wholly owned subsidiary of Northrop Grumman Corporation (NGC), has been granted relief from the disabilities imposed by Federal laws by the Director of ATF with respect to the acquisition, receipt, transfer, shipment, transportation, or possession of firearms.

Published/Revised:

Firearms
General Notice List of Explosives Materials - 2014 [PDF - 54.78 KB]

Notice of List of Explosive Materials

Published/Revised:

Explosives
Rulemaking 2011R-25P - Importation of Arms, Ammunition and Defense Articles - Removal of Certain Defense Articles Currently on the U.S. Munitions Import List that No Longer Warrant Import Control Under the Arms Export Control Act - March 27, 2014 [PDF - 73.34 KB]

The Department of Justice is amending Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) regulations to remove those defense articles currently on the U.S. Munitions Import List that ATF by delegation has determined no longer warrant import control under the Arms Export Control Act.

Published/Revised:

Firearms
Rulemaking 2011R-25P - Importation of Arms, Ammunition and Defense Articles - Removal of Certain Defense Articles Currently on the U.S. Munitions Import List that No Longer Warrant Important Control Under the Arms Export Control Act - May 29, 2015 [PDF - 59.13 KB]

The Department of Justice is finalizing without change an amendment to the Bureau of Alcohol, Tobacco, Firearms, and Explosives regulations to remove those defense articles currently on the United States Munitions Import List that ATF by delegation has determined no longer warrant import control under the Arms Export Control Act.

Published/Revised:

Firearms
Public Advisory 1999- Memo - Transfers of National Firearms Act Firearms in Decedents Estates [PDF - 197.6 KB]

The National Firearms Act (NFA) Branch continually responds to questions regarding NFA firearms in decedent’s estates. We often find that Federal firearms licensees are involved in assisting the executors in disposing of these firearms. We believe some general information and discussion of procedures will help licensees in these situations.

Published/Revised:

Firearms
General Notice 1999 - November - NFA "Law Letter" Requirement [PDF - 205.81 KB]

The NFA Branch has recently received questions about the “law letter” requirement for the transfer of “post-1986” machineguns. Apparently, information has spread through the firearms industry that the “law letter” is not required. That information is not correct. 

Published/Revised:

Firearms
Public Advisory 2000 - February - Repair of NFA Firearms [PDF - 116.3 KB]

The National Firearms Act (NFA) Branch has received numerous questions concerning the repair of NFA firearms. The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) does not consider the temporary conveyance of an NFA firearm to a gunsmith for repair to be a “transfer” under the terms of the NFA. Thus, an ATF Form 5 application is not required.

Published/Revised:

Firearms
Public Advisory Prescribed Requisites of Computerized A&D Software [PDF - 19.26 KB]

Before a federal firearms licensee can use a specific computer program for recordkeeping in lieu of the required bound book format, it is necessary to get prior approval from ATF. This document provides information about the required criteria for using Acquisitions & Dispositions (A&D) software. 

Published/Revised:

Firearms
Rulemaking 2014–18842 - Final Rule - Technical Amendments to Regulations - Aug. 11, 2014 [PDF - 216.67 KB]

This final rule makes technical amendments and corrects typographical errors in ATF regulations in the Code of Federal Regulations (CFR). Many of the technical changes are being made to reflect changes in nomenclature resulting from the transfer of ATF to the Department of Justice from the Department of the Treasury pursuant to the Homeland Security Act of 2002. The changes are designed to provide clarity and enhance uniformity throughout these regulations. 

Published/Revised:

Workforce and Mission
Rulemaking E9–16453 - Delegation Order—Authority To Facilitate Implementation of the NICS Improvement Amendments Act of 2007 - July 13, 2009 [PDF - 133.61 KB]

This order delegates the authority to exercise the authorities and responsibilities committed to the Director of the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) under the NICS Improvement Amendments Act of 2007, Public Law 110–180 (NIAA). This authority is to establish and enforce the criteria that applicable Federal departments and agencies and states use to create qualifying relief from firearms disabilities programs, to make decisions as to whether applicable Federal departments and agencies and states have properly implemented and certified relief from firearms disabilities programs under the NIAA, and to make any related determinations under the NIAA regarding such relief from firearms disabilities programs.

Published/Revised:

Firearms
Rulemaking 2014–04621 - Final Rule - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture (2012R–9P) - March 4, 2014 [PDF - 222.87 KB]

The Department of Justice is amending its regulations to extend the trial period during which the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) may exercise, for an additional one-year period following the effective date of this rule, the authority under the United States Code to seize and administratively forfeit property involved in controlled substance offenses. The Attorney General has determined that the trial period that ends on Feb. 25, 2014, should be extended for another year to give ATF more time to refine its processes, fully hire and train all necessary staff, and further demonstrate the effectiveness of the delegation in the investigation of violent crimes involving firearms.

Published/Revised:

Workforce and Mission
Rulemaking 2012–20923 - Final Rule - Authorization to Seize Property Involved in Drug Offenses for Administrative Forfeiture (2012R–9P) - Aug. 27, 2012 [PDF - 199.99 KB]

The Department of Justice is amending its regulations to allow the Director of the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) to exercise, for a one-year period following the effective date of this rule, the authority to seize and administratively forfeit property involved in controlled substance offenses. Many years of experience have demonstrated that forfeiting the assets of criminals is an essential tool in combating criminal activity and provides law enforcement with the capacity to dismantle criminal organizations that would continue to function after the conviction and incarceration of individual offenders. Moreover, administrative forfeiture permits the expedient and effective use of this crucial law enforcement tool.

Published/Revised:

Workforce and Mission
Rulemaking 2002R-226P - Separation of Distances of Ammonium Nitrate and Blasting Agents from Explosives or Blasting Agents [PDF - 73.6 KB]

The Department of Justice proposes amending Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) regulations to remove the reference to an outdated guidance document in an explanatory note following the table of separation distances of ammonium nitrate and blasting agents from explosives or blasting agents. The Department also proposes amending that note to clarify that those separation distance requirements apply to all ammonium nitrate.

Published/Revised:

Explosives
Open Letter 2015 - May - California - All FFLs - Guidance for Completing ATF Forms 4473 While Complying With California Transaction Procedures [PDF - 174.88 KB]

The ATF has received inquiries from California Federal firearms licensees (FFLs) concerning the correct procedure for completing Firearms Transaction Records, ATF Forms 4473, while complying with the California Department of Justice (CA DOJ) Dealer Record of Sale (DROS) Entry System (DES) transaction procedures. 

Published/Revised:

Firearms
Rulemaking TD 422c: Implementation of Public Law 105-33, Section 9302, Requiring the Qualification of Tobacco Product Importers and Miscellaneous Technical Amendments: Correction - 00–27220 - Oct. 24, 2000 [PDF - 121.58 KB]

This document contains a correcting amendment to the temporary regulations, which were published in the Federal Register on Dec. 22, 1999, (64 FR 71947). The temporary regulations relate to implementing certain provisions of the Balanced Budget Act of 1997 that set forth requirements that, beginning Jan. 1, 2000, importers of tobacco products must qualify for a permit to conduct that activity.

Published/Revised:

Alcohol & Tobacco
Open Letter 2009 - May - All FFLs - Notice to All NFA Special Taxpayers for Tax Year 2010 [PDF - 474.79 KB]

The renewal returns for Tax Year 2010 will be mailed by the end of May 2009 to any person who paid the special (occupational) tax (SOT) for Tax Year 2009 to import, manufacture, or deal in National Firearms Act (NFA) firearms.

Published/Revised:

Firearms
Open Letter 2012 - July - All FFLs - ATF Releases Revised ATF Form 4473 [PDF - 52.09 KB]

ATF Form 4473, Firearms Transaction Record Part I – Over-the-Counter (Form 4473) has been revised. This letter highlights the changes to the form.

Published/Revised:

Firearms
Form Certification of Secure Gun Storage or Safety Devices - ATF Form 5300.42 [PDF - 47.44 KB]

Certification of Secure Gun Storage or Safety Devices - ATF Form 5300.42

Published/Revised:

Firearms

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