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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document type Description Category
Regulatory 1998 - October - North Dakota - All FFLs - Permanent Provisions of the Brady Law [PDF - 44.75 KB]

The purpose of this letter is to advise federal firearms licensees in North Dakota of their responsibilities under the permanent provisions of the Brady law.

Published/Revised:

Firearms
Regulatory 1998 - October - New Hampshire - Permanent Provisions of the Brady Law [PDF - 93.12 KB]

The purpose of this letter is to advise federal firearms licensees in New Hampshire of their responsibilities under the permanent provisions of the Brady Law.

Published/Revised:

Firearms
Regulatory 1998 - October - Vermont - Permanent Provisions of the Brady Law [PDF - 637.13 KB]

The purpose of this letter is to advise federal firearms licensees in Vermont of their responsibilities under the permanent provisions of the Brady law. 

Published/Revised:

Firearms
Regulatory 1998 - October - New Mexico - All FFLs - Permanent Provisions of the Brady Law [PDF - 83.69 KB]

The purpose of this letter is to advise federal firearms licensees in New Mexico of their responsibilities under the permanent provisions of the Brady law.

Published/Revised:

Firearms
Regulatory TD-415: Implementation of Public Law 103-159, Relating to the Permanent Provisions of the Brady Handgun Violence Prevention Act - 98-28986 - Oct. 16, 1998 [PDF - 58.27 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to implement the provisions of Public Law 103-159, relating to the permanent provisions of the Brady Handgun Violence Prevention Act. These regulations implement the law by requiring, with some exceptions, a licensed firearms importer, manufacturer, or dealer to contact the national instant criminal background check system (NICS) before transferring any firearm to an unlicensed individual. NICS will advise the licensee whether the system contains any information that the prospective purchaser is prohibited by law from possessing or receiving a firearm.

Published/Revised:

Firearms
Regulatory TD-404: Firearms and Ammunition Excise Taxes, Parts and Accessories (97R- 1457P) - 98-26133 - Aug. 3, 1998 [PDF - 69.02 KB]

This final rule amends regulations relating to the manufacturers excise tax on firearms and ammunition. Under 26 U.S.C. 4181, a tax is imposed on the sale by the manufacturer, importer or producer of firearms, shells, and cartridges. The tax is 10 percent of the sale price for pistols and revolvers, 11 percent for firearms (other than pistols and revolvers), and 11 percent for shells and cartridges. Current regulations provide that no tax is imposed by section 4181 on the sale of parts or accessories of firearms, pistols, revolvers, shells, and cartridges when sold separately or when sold with a complete firearm. This final rule amends the regulations to clarify which parts and accessories must be included in the sale price when calculating the tax on firearms.

Published/Revised:

Firearms
Regulatory TD-400: Commerce in Explosives (95R-036P) - 98-21867 - July 14, 1998 [PDF - 103.62 KB]

This final rule amends regulations to clarify the meanings of terms, increase license and permit fees, eliminate duplication in licensing, relax the licensing requirements for on-site manufacturers, implement a storage notification requirement for manufacturers and other storers of explosives, update the theft/loss hotline number for reporting thefts or losses of explosives, and make minor modifications to regulations on storage.

Published/Revised:

Explosives
Regulatory TD-402: Posting of Signs and Written Notification to Purchasers of Handguns - 98-18546 - June 6, 1998 [PDF - 69.95 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the firearms regulations to require that signs be posted on the premises of Federal firearms licensees and that written notification be issued with each handgun sold advising of the provisions of the Youth Handgun Safety Act.

Published/Revised:

Firearms
Regulatory TD-397: Establishment of the Yorkville Highlands Viticultural Area and Realignment of the Southern Boundary of the Mendocino Viticultural Area - 98-8990 - April 7, 1998 [PDF - 52.38 KB]

This final rule establishes a viticultural area located in Mendocino County, California, to be known as ``Yorkville Highlands,'' and extends the southern boundary of the Mendocino Viticultural Area to coincide with the boundary of Yorkville Highlands. These actions are the result of a petition filed by Mr. William J.A. Weir for the Yorkville Highlands Appellation Committee and a related petition filed by Ms. Bernadette A. Byrne, Executive Director of the Mendocino Winegrowers Alliance.

Published/Revised:

Alcohol & Tobacco
Regulatory TD-394: Final Rule: Manufacturers Excise Taxes-Firearms and Ammunition - 95R-055P - Jan. 13, 1998 [PDF - 13.62 KB]

This final rule adopts without change temporary regulations published in the Federal Register on July 16, 1996. The temporary rule amended the regulations in 27 CFR part 53 that require exemption certificates or vendee statements in support of certain tax-free sales of firearms and ammunition. As amended by the temporary rule and this final rule, the regulations provide that taxpayers may use a pre-printed document as an exemption certificate or vendee statement, or design their own certificate and statement using specified information. The regulatory amendments are part of the Administration's efforts to reduce regulatory burdens and streamline requirements.

Published/Revised:

Firearms
Regulatory TD-396: Implementation of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994 - 98-6591 - Aug. 11, 1997 [PDF - 61.24 KB]

These final regulations implement the provisions of Public Law 103-322, the Violent Crime Control and Law Enforcement Act of 1994. This Treasury decision adopts the regulations substantially as proposed in Notice No. 807, as amended by Notice No. 833.

Published/Revised:

Workforce and Mission
Regulatory 1997 - June - National - All FFLs - Attorney General Brady Law Decision [PDF - 24.8 KB]

The purpose of this letter is to address the Supreme Court's decision regarding that part of the Brady Handgun Control Act is unconstitutional.

Published/Revised:

Firearms
Regulatory TD-391: Definitions for the Categories of Persons Prohibited from Receiving Firearms - 97-16900 - April 21, 1997 [PDF - 98.58 KB]

The Bureau of Alcohol, Tobacco and Firearms (ATF) is amending the regulations to provide definitions for the categories of persons prohibited from receiving or possessing firearms. The definitions will facilitate the implementation of the national instant criminal  background check system (NICS) required under the Brady Handgun Violence Prevention Act.

Published/Revised:

Firearms
Regulatory TD-389: Residency Requirements for Persons Acquiring Firearms; Temporary Rule and Proposed Rule - 97-10242 - April 11, 1997 [PDF - 69.02 KB]

This temporary rule amends the regulations to provide for a firearms purchaser's affirmative statement of his or her State of residence on ATF Form 4473 (Firearms Transaction Record) and ATF Form 5300.35 (Statement of Intent to Obtain a Handgun) in acquiring a firearm from a federal firearms licensee.

Published/Revised:

Firearms
Regulatory 1997-2 - Semiautomatic Firearms Resembling the Browning 1919A-4 and A-6 Machineguns [PDF - 15.34 KB]

Whether a 1919 A-4 semiautomatic firearm and 1919 A-6 semiautomatic rifle are "portable" firearms subject to tax when sold by their importer or manufacturer pursuant to 26 U.S.C. 4181.

Published/Revised:

Firearms
Regulatory 1996-2 - Estate Sale Auctioneers and FFL Requirements [PDF - 31.65 KB]

Auctioneers who regularly conduct consignment-type auctions of firearms, e.g., held every 1-2 months, on behalf of firearms owners where the auctioneer takes possession pursuant to a consignment contract with the owner of the firearms, giving the auctioneer authority to sell the firearms and providing for a commission to be paid upon such sale, are required to obtain a license as a dealer in firearms.

Published/Revised:

Firearms
Regulatory 1995-3 - 37/38mm Gas/Flare Guns with Anti-Personnel Ammunition are Defined as NFA Weapons [PDF - 30.4 KB]

37/38 mm gas/flare guns possessed with cartridges containing wood pellets, rubber pellets or balls, or bean bags are classified as destructive devices for purposes of the Gun Control Act, 18 U.S.C. Chapter 44, and the National Firearms Act, 26 U.S.C. Chapter 53. 

Published/Revised:

Firearms
Regulatory 1994-2 - Striker 12 Shotgun Defined as NFA Weapon [PDF - 34.83 KB]

The Striker-12/Streetsweeper shotgun has a bore of more than one-half inch in diameter and is not generally recognized as particularly suitable for sporting purposes. Therefore, it is classified as a destructive device for purposes of the National Firearms Act, 26 U.S.C. Chapter 53.

Published/Revised:

Firearms
Regulatory 1994 - February - New Mexico - All FFLs - Implementation of Brady Law Requirements [PDF - 34.11 KB]

The purpose of this open letter is to advise federal firearms licensees in New Mexico the requirements of the Brady Law. 

Published/Revised:

Firearms
Regulatory 1994-1 - USAS-12 Shotgun as NFA Weapon [PDF - 33.47 KB]

The USAS-12 shotgun has a bore of more than one-half inch in diameter and is not generally recognized as particularly suitable for sporting purposes. Therefore, it is classified as a destructive device for purposes of the National Firearms Act, 26 U.S.C. Chapter 53.

Published/Revised:

Firearms
Regulatory 1985-10 - Surplus Military Frames or Receivers, Alone, Denied Importation [PDF - 31.73 KB]

Surplus military firearms frames or receivers alone not specifically classified as curios or relics by ATF will be denied importation.

Published/Revised:

Firearms
Regulatory 1985-2 - Importation of NFA Firearms as Sales Samples [PDF - 28.49 KB]

A National Firearms Act (NFA) firearm may not be imported for use as a sample for sales to law enforcement agencies if the firearm is a curio or relic unless it is established that the firearm is particularly suitable for use as a law enforcement weapon.

Published/Revised:

Firearms
Regulatory 1983-5 - STEN MK II as NFA Weapon [PDF - 23.56 KB]

The YAC STEN MK II carbine is a machinegun as defined in the National Firearms Act.

Published/Revised:

Firearms
Regulatory 1982-8 - SM10, SM11A Pistols and SAC Carbines as NFA Weapons [PDF - 27.17 KB]

The SM10 and SM11A1 pistols and SAC carbines are machineguns as defined in the National Firearms Act.

Published/Revised:

Firearms
Regulatory 1982-2 - KG-9 Pistol as NFA Weapon [PDF - 25.1 KB]

The KG-9 pistol is a machinegun as defined in the National Firearms Act.

Published/Revised:

Firearms
Last Updated: January 15, 2026

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