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Publications

ATF occasionally issues publications to inform the industries it regulates and the general public about the laws and regulations administered and enforced by ATF. These include guidebooks, newsletters, brochures, studies, and reports.

Document Type Description Category
Regulatory National Firearms Act (NFA) Responsible Person Questionnaire - ATF Form 5320.23 [PDF - 438.23 KB]

The ATF copy of the form, with fingerprints on Form FD-258 and photograph, will be submitted with the ATF Form 1, 4, or 5 (to the address shown on the specific form) and the other copy will be directed to the responsible person's chief law enforcement officer. Please read all instructions on this form before submitting it to ATF.

Published/Revised: January 13, 2023

Firearms
Regulatory Application to Transport Interstate or to Temporarily Export Certain NFA Firearms - ATF Form 5320.20 [PDF - 323.83 KB]

This form is used to obtain permission to temporarily or permanently move your registered National Firearms Act (NFA) machine gun, short barreled rifle or shotgun, or destructive device interstate. Persons other than qualified federal firearms licensees (FFLs) or government agencies are required to obtain this permission.

Published/Revised: January 13, 2023

Firearms
Regulatory 2023 - January - All FFLs - Machinegun Dealer Sales Sample Letters [PDF - 218.29 KB]

Open letter to the federal firearms licensee (FFL) community to advise on the restrictions and parameters of 18 U.S.C. § 922(o), which generally prohibits the possession or transfer of machineguns imported or manufactured after May 19, 1986, with limited exceptions.

Published/Revised: January 12, 2023

Firearms
Regulatory 2022-2 - Remote Avalanche Control Devices [PDF - 236.62 KB]

ATF authorizes federal explosives licensees and permittees, and state and local government agencies conducting avalanche control/mitigation activities, to store explosives in remote avalanche control systems, provided the conditions set forth in this ruling are met.

Published/Revised: January 9, 2023

Explosives
Report December 2022 - Firearms Compliance Inspection Results [XLSX - 12.77 KB]

December 2022 - Firearms Compliance Inspection Results 

Published/Revised: January 5, 2023

Firearms
Regulatory 2022 - December - All FFLs - Impact of Final Rule 2021-05F on Partially Complete Polymer 80, Lone Wolf, and Similar Semiautomatic Pistol Frames [PDF - 804.38 KB]

ATF is issuing this open letter to assist the firearms industry and the public in understanding whether a “partially complete, disassembled, or nonfunctional” frame of a Polymer80, Lone Wolf, or similar semiautomatic, striker-fired pistol (sometimes generally referred to as “Glock-type” pistols) has reached a stage of manufacture such that it “may readily be completed, assembled, restored, or otherwise converted” to a functional frame, and is therefore classified as a “frame” or “firearm” in accordance with the final rule titled Definition of ‘Frame or Receiver’ and Identification of Firearms (Final Rule 2021R-05F), which became effective Aug. 24, 2022. 

Published/Revised: December 27, 2022

Firearms
Report November 2022 - Firearms Compliance Inspection Results [XLSX - 12.77 KB]

November 2022 - Firearms Compliance Inspection Results

Published/Revised: December 5, 2022

Firearms
Regulatory Solicitud de Rastreo del Centro Nacional de Rastreos - Formulario 3312.1S - ATF Form 3312.1(S) [PDF - 358.28 KB]

Este formulario es utilizado por los funcionarios federales, cuerpos de seguridad estatales y locales para solicitar a la ATF el rastreo de armas de fuego utilizadas o sospechosas de haber sido utilizadas en delitos.

Published/Revised: November 23, 2022

Firearms
Report October 2022 - Firearms Compliance Inspection Results [XLSX - 12.77 KB]

 Firearms Compliance Inspection Results for October 2022

Published/Revised: November 3, 2022

Firearms
Regulatory 2022-01 - Electronic Storage of Forms 4473 [PDF - 226.59 KB]

The Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) authorizes an alternate method or procedure from the provisions of Title 27, Code of Federal Regulations (CFR), Part 478.121, 478.124, 478.129, and 27 CFR 479.131 that require Federal Firearms Licensees (FFLs) to retain the ATF Firearms Transaction Record, Form 4473 (5300.9) (Form 4473), in a paper format. Specifically, ATF authorizes FFLs to retain an electronic version of each ATF Form 4473 created pursuant to ATF Ruling 2016-2 (or subsequent ruling), instead of the paper format, provided the conditions set forth in this ruling are met. Additionally, ATF authorizes digital scanning and electronic retention of certain paper ATF Form 4473, provided the conditions set forth in this ruling are met.

Published/Revised: October 20, 2022

Firearms
Report September 2022 - Firearms Compliance Inspection Results [XLSX - 12.78 KB]

September 2022 - Firearms Compliance Inspection Results

Published/Revised: October 4, 2022

Firearms
Regulatory 2022 - September - All FFLs - Impact of Final Rule 2021-05F on Partially Complete AR-15/M-16 Type Receivers [PDF - 1.01 MB]

ATF is issuing this open letter to further assist the firearms industry and the public in understanding whether a “partially complete, disassembled, or nonfunctional” receiver of an AR-15/M-16 variant weapon has reached a stage of manufacture such that it “may readily be completed, assembled, restored, or otherwise converted” to a functional receiver, and is therefore classified as a “frame or receiver” or “firearm” in accordance with the final rule titled “Definition of ‘Frame or Receiver’ and Identification of Firearms (Final Rule 2021R-05F), which became effective Aug. 24, 2022.

Published/Revised: September 27, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - Age of Possessor - Firearms Recovered and Traced [XLSX - 18.22 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021- Categories Associated with Firearms Recovered and Traced [XLSX - 31.03 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - Top Calibers Recovered and Traced [XLSX - 25.35 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - FFL Theft/Loss Reports Matching Firearms Subsequently Recovered and Traced [XLSX - 16.14 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - Time-to-Crime - Firearms Sourced and Recovered [XLSX - 130.61 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - Firearm Types Recovered and Traced [XLSX - 20.82 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021 - Number of Firearms Sourced and Recovered [XLSX - 30.17 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: United States and Territories - 2021- Time-to-Crime - Firearms Recovered and Traced [XLSX - 18.05 KB]

This report provides detailed firearms trace data to assist law enforcement with criminal investigations. It includes statistics from January 1 - December 31, 2021.

Published/Revised: September 16, 2022

Firearms
Report Firearms Trace Data: Alabama - 2021 [HTML]

This report provides detailed firearms trace data to assist law enforcement in Alabama with criminal investigations. It includes statistics from January 1 - December 31, 2021, on firearms recovered and traced, firearm types, calibers, source states, time-to-crime rates, possessor age, top recovery locations and more. 

Published/Revised: September 15, 2022

Firearms
Report Firearms Trace Data: Alaska - 2021 [HTML]

This report provides detailed firearms trace data to assist law enforcement in Alaska with criminal investigations. It includes statistics from January 1 - December 31, 2021, on firearms recovered and traced, firearm types, calibers, source states, time-to-crime rates, possessor age, top recovery locations and more. 

Published/Revised: September 15, 2022

Firearms
Report Firearms Trace Data: Arizona - 2021 [HTML]

This report provides detailed firearms trace data to assist law enforcement in Arizona with criminal investigations. It includes statistics from January 1 - December 31, 2021, on firearms recovered and traced, firearm types, calibers, source states, time-to-crime rates, possessor age, top recovery locations and more. 

Published/Revised: September 15, 2022

Firearms
Report Firearms Trace Data: Arkansas- 2021 [HTML]

This report provides detailed firearms trace data to assist law enforcement in Arkansas with criminal investigations. It includes statistics from January 1 - December 31, 2021, on firearms recovered and traced, firearm types, calibers, source states, time-to-crime rates, possessor age, top recovery locations and more. 

Published/Revised: September 15, 2022

Firearms
Report Firearms Trace Data: California - 2021 [HTML]

This report provides detailed firearms trace data to assist law enforcement in California with criminal investigations. It includes statistics from January 1 - December 31, 2021, on firearms recovered and traced, firearm types, calibers, source states, time-to-crime rates, possessor age, top recovery locations and more. 

Published/Revised: September 15, 2022

Firearms
Last Updated: January 15, 2026

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